Timothy B. Gallagher
Professional summary
Timothy Brian Gallagher, who also goes by Timothy Gallagher, Timothy Brian Gallagher, is a registered financial professional currently at M&T SECURITIES, INC. located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 6 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Brian Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2023 - Present
M&T SECURITIES, INC.
Office #1: Cre (csu) 277 Park Ave, New York, NY 10172May 13, 2022 - June 9, 2023
FORESIDE FUND SERVICES, LLC
April 9, 2018 - August 2, 2021
ARCOLA SECURITIES, INC.
July 7, 2015 - August 5, 2016
MACQUARIE CAPITAL (USA) INC.
August 12, 2010 - July 5, 2014
MORGAN STANLEY & CO. LLC
July 7, 2005 - August 16, 2010
GOLDMAN SACHS & CO. LLC
July 31, 1999 - July 5, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 82TO
Date: 8/3/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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