Eric E. Hamilton
Professional summary
Eric Edward Hamilton, who also goes by Eric Edward Hamilton, is a registered financial professional currently at SANCTUARY SECURITIES, INC. located in Miami, Florida.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 6 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Edward Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2025 - Present
SANCTUARY SECURITIES, INC.
Office #1: 1450 Brickell Avenue Suite 2610, Miami, FL 33131December 19, 2022 - December 31, 2024
NAVIGATOR SECURITIES LIMITED
March 20, 2012 - November 11, 2022
KUEHL CAPITAL CORPORATION
March 5, 2010 - October 24, 2011
FIRST NATIONAL CAPITAL MARKETS
July 17, 2006 - January 2, 2009
FIRST NATIONAL CAPITAL MARKETS
August 26, 2003 - September 30, 2005
FIRST NATIONAL CAPITAL MARKETS
January 3, 2002 - August 6, 2003
TD AMERITRADE CLEARING, INC.
July 7, 1999 - December 31, 2001
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SANCTUARY SECURITIES, INC.
CRD#: 205 / SEC#: 801-67588, 8-22752
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANCTUARY WEALTH GROUP, LLC | SOLE SHAREHOLDER | |
| CHASE, KEVIN P | CHIEF COMPLIANCE OFFICER | 1626158 |
| MILLER, KEVIN JOSEPH | CHIEF LEGAL OFFICER AND BOARD MEMBER OF SANCTUARY SECURITIES INC. | 4133001 |
| SMEAL, TIMOTHY D | DIRECTOR OF OPERATIONS | 4169869 |
| VAUGHAN, DAVID | FINANCIAL OPERATIONS PRINCIPAL- FINOP AND BOARD MEMBER OF SANCTUARY SECURITIES INC. | 2603399 |
| WALTER, ROBERT ALAN | PRESIDENT AND CHAIRMAN OF THE BOARD FOR SANCTUARY SECURITIES INC. | 2507287 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 9 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
SANCTUARY SECURITIES, INC.
CRD#: 205Miami, FL 33131TRUST BUT VERIFY
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