Brian P. Malone
Professional summary
Brian P Malone, who also goes by Brian Patrick Malone, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian P Malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2024 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231June 27, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231September 18, 2019 - August 26, 2022
J.P. MORGAN SECURITIES LLC
September 18, 2019 - August 26, 2022
J.P. MORGAN SECURITIES LLC
July 3, 2017 - September 6, 2019
EDWARD JONES
July 3, 2017 - September 6, 2019
EDWARD JONES
May 15, 2015 - June 1, 2017
VIRTUS CAPITAL ADVISERS, LLC
January 15, 2015 - June 1, 2017
FORESIDE ASSOCIATES, LLC
November 26, 2008 - January 6, 2015
CAMPBELL FINANCIAL SERVICES, LLC
September 27, 2006 - July 18, 2008
M&T SECURITIES, INC.
September 27, 2006 - July 18, 2008
M&T SECURITIES, INC.
March 17, 2006 - September 6, 2006
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - September 6, 2006
FRANKLIN DISTRIBUTORS, LLC
April 7, 2005 - December 5, 2005
LEGG MASON WOOD WALKER, INCORPORATED
March 21, 2002 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
January 13, 2001 - June 25, 2001
DEUTSCHE BANK SECURITIES INC.
July 11, 2000 - January 13, 2001
DB ALEX. BROWN LLC
December 11, 1998 - June 8, 2000
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
