Jeffrey D. Perry

PFG PRIVATE WEALTH MANAGEMENT

Lutz, FL 33548

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CRD#: 3109224

Professional summary

Jeffrey Douglas Perry, AIF®, CIMA®, who also goes by Jeff Perry, is a registered financial advisor currently at PFG PRIVATE WEALTH MANAGEMENT, LLC located in Lutz, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, Sole Proprietor, Start: 07/1999, 18572 N. Dale Mabry Hwy. Lutz, FL 33548, Insurance Agency/Agent, Not investment related, 40 hours per month, 2 hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Douglas Perry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 26, 2016 - Present

PFG PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 18572 N. Dale Mabry Hwy, Lutz, FL 33548

RIA

CRD#: 282301

Lutz, FL

Past

April 1, 2016 - November 16, 2017

MUTUAL SECURITIES, INC.

CRD#: 13092

Lutz, FL

Past

December 10, 2009 - April 6, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LUTZ, FL

Past

November 25, 2009 - April 6, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Lutz, FL

Past

June 16, 1999 - November 30, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TAMPA, FL

Past

September 4, 1998 - November 30, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 282301 / SEC#: 801-113163

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/26/2016)

IAR

Texas
(5/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/2010

General Securities Principal Examination

Current Firm

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 282301 / SEC#: 801-113163

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

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Contact information

Main Address

18572 N. Dale Mabry Hwy, Lutz, FL 33548

Mailing Address

Phone number

(813) 286-7776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PFG PRIVATE WEALTH MANAGEMENT, LLC (7/24/2025)

Regulatory assets under management

Total Number of Accounts	1,104
AUM (Assets Under Management)	$ 238,543,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Douglas Perry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PFG PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/1998

SIE

Date: 11/16/2017

Series 7

Date: 9/5/2000

Series 6

Date: 9/3/1998

Series 24

Date: 2/22/2010

Current Firm

PFG PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PFG PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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