Christopher S. Shea
Professional summary
Christopher Sweeney Shea, who also goes by Chris Shea, is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Sweeney Shea's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2021 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 330 Madison Avenue 4th Floor, New York, NY 10017April 27, 2017 - June 30, 2021
HFF SECURITIES L.P.
June 18, 2013 - March 29, 2017
INDEPENDENT BROKERAGE SOLUTIONS LLC
January 4, 2010 - June 14, 2013
GLEACHER & COMPANY SECURITIES, INC.
September 28, 2009 - January 7, 2010
GLEACHER PARTNERS LLC
August 18, 2000 - June 26, 2008
CITIGROUP GLOBAL MARKETS INC.
December 4, 1998 - August 18, 2000
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738 / SEC#: , 8-65341
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
Red Flags
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