Christian J. Schmuck

GREEN ROOM PARTNERS LLC

San Francisco, CA

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CRD#: 3108901

Professional summary

Christian Juergen Schmuck, who also goes by Christian Schmuck, is a registered financial advisor currently at GREEN ROOM PARTNERS LLC located in San Francisco, California.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Christian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christian Schmuck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Christian J. Schmuck has a senior consultant relationship with AdvisIRy Partners (AP) (www.advisiry.com) in New York since October 2020. AP has their offices on 501 Madison Avenue, Floor 12A, New York, NY 10022. In this capacity Christian (title senior consultant) provides investor relations and public relations services and capital markets advice to publicly listed and pre-IPO companies and is marketing meetings with institutional investors. At this stage Christian works only 1 day/month for AdvisIRy Partners in a marketing capacity/public relationship capacity primarily arranging institutional investor meetings in the United States and/or to attract additional international corporate clients to the platform. AR is not active in any securities transactions nor advisory business and does not get compensated by investors through security transactions. Please see more details in the firm brochure supplement Part2B.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Juergen Schmuck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2020 - Present

GREEN ROOM PARTNERS LLC

RIA

CRD#: 310857

San Francisco, CA

Past

January 30, 2018 - August 30, 2019

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

November 18, 2015 - November 10, 2017

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

June 1, 2010 - December 1, 2015

MAINFIRST SECURITIES US INC.

CRD#: 150982

FRANKFURT AM MAIN,

Past

August 25, 1998 - November 18, 2009

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

CRD#: 8010

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/16/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/24/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/2002

General Securities Principal Examination

Current Firm

GREEN ROOM PARTNERS LLC

CRD#: 310857 / SEC#:

California

Registered Investment Advisory firm - (11/13/2020 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(914) 441-5540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 7,751,107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christian J. Schmuck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Juergen Schmuck's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

MACQUARIE CAPITAL (USA) INC.

MAINFIRST SECURITIES US INC.

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2020

Series 63

Date: 11/30/1998

SIE

Date: 10/1/2018

Series 55

Date: 7/16/2010

Series 7

Date: 8/24/1998

Series 24

Date: 7/2/2002

Current Firm

GREEN ROOM PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREEN ROOM PARTNERS LLC

TRUST BUT VERIFY

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