Connor C. Keller

LIVE OAK PRIVATE WEALTH

WILMINGTON, NC 28403

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CRD#: 3108829

Professional summary

Connor Cowden Keller is a registered financial advisor currently at LIVE OAK PRIVATE WEALTH, LLC located in Wilmington, North Carolina.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Connor has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Cowden Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2018 - Present

LIVE OAK PRIVATE WEALTH, LLC

Office #1: 1741 Tiburon Drive, Wilmington, NC 28403

RIA

CRD#: 297904

WILMINGTON, NC

Past

January 2, 2013 - September 12, 2018

BB&T SECURITIES, LLC

RIA

CRD#: 142785

WILMINGTON, NC

Past

January 2, 2013 - September 12, 2018

BB&T SECURITIES, LLC

CRD#: 142785

WILMINGTON, NC

Past

September 29, 2004 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

WILMINGTON, NC

Past

September 16, 2004 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

WILMINGTON, NC

Past

February 25, 2000 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 30, 1999 - August 18, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIVE OAK PRIVATE WEALTH, LLC

JOLLEY ASSET MANAGEMENT, A LIVE OAK PRIVATE WEALTH COMPANY | LIVE OAK WEALTH ADVISORS, LLC | LIVE OAK PRIVATE WEALTH, LLC

CRD#: 297904 / SEC#: 801-113818

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/29/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIVE OAK PRIVATE WEALTH, LLC

JOLLEY ASSET MANAGEMENT, A LIVE OAK PRIVATE WEALTH COMPANY | LIVE OAK WEALTH ADVISORS, LLC | LIVE OAK PRIVATE WEALTH, LLC

CRD#: 297904 / SEC#: 801-113818

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

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Contact information

Main Address

1741 Tiburon Drive, Wilmington, NC 28403

Mailing Address

Phone number

(844) 469-5679

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIVE OAK PRIVATE WEALTH DISCLOSURE BROCHURE 10/8/2025 (10/8/2025)

LIVE OAK WEALTH WRAP PROGRAM 10/8/2025 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	1,086
AUM (Assets Under Management)	$ 1,067,283,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor C. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Cowden Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

LIVE OAK PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2004

Series 63

Date: 5/1/2000

SIE

Date: 9/12/2018

Series 7

Date: 4/6/2004

Series 6

Date: 6/29/1999

Current Firm

LIVE OAK PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIVE OAK PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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