DD
Darren A. Dawson
TRUIST ADVISORY SERVICES
JUPITER, FL 33477
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CRD#: 3108572
DD
Professional summary
Darren Andrew Dawson, CFP®, who also goes by Darren Dawson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jupiter, Florida and TRUIST INVESTMENT SERVICES, INC. located in Jupiter, Florida.
Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Darren has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darren Dawson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CALOOSA PROPERTY OWNERS' ASSOCIATION BOARD OF DIRECTORS POSITION: Director NATURE: Representing homeowners in the community of Caloosa. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: Palm Beach Gardens FL, United States DESCRIPTION: Representing homeowners in the community of Caloosa. To Promote the health, safety and social welfare of the owners of property in plat or plats of Caloosa to be filed in the Public Records of Palm Beach County, Florida. To provide for improvement, maintenance and preservation of the aforesaid property. To administer and enforce all the terms and conditions of the Declaration of Protective Covenants, Restrictions, Reservations, Servitudes, and Easements to be filed of record in Palm Beach County, Florida affecting the real property therein described or thereafter made subject to said declaration. To operate without profit for the sole and exclusive benefit of its members.
CRS (Client Relationship Summary) - RIA
Click below to view Darren Andrew Dawson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 26, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477RIA
CRD#: 283390
JUPITER, FL
Current
April 15, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477BD
CRD#: 17499
Jupiter, FL
Past
April 21, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
JUPITER, FL
Past
July 11, 2001 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PALM BEACH GARDENS, FL
Past
July 9, 2001 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PALM BEACH GARDENS, FL
Past
October 1, 2000 - March 22, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
December 13, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
October 14, 1998 - July 26, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/3/2024)
RR
Arizona(4/15/2016)
RR
Arkansas(4/15/2016)
RR
California(4/15/2016)
RR
Colorado(11/7/2019)
RR
Connecticut(4/15/2016)
RR
District of Columbia(8/3/2022)
RR
Florida(4/15/2016)
IAR
Florida(8/26/2016)
RR
Georgia(4/15/2016)
RR
Illinois(4/15/2016)
RR
Indiana(4/15/2016)
RR
Kentucky(10/23/2025)
RR
Maryland(4/15/2016)
RR
Massachusetts(4/15/2016)
RR
Michigan(1/2/2020)
RR
Minnesota(4/15/2016)
RR
Missouri(4/15/2016)
RR
Nevada(4/3/2024)
RR
New Hampshire(7/6/2022)
RR
New Jersey(4/15/2016)
RR
New York(4/15/2016)
RR
North Carolina(4/28/2016)
RR
Ohio(6/4/2019)
RR
Pennsylvania(4/15/2016)
IAR
Rhode Island(4/12/2017)
RR
Rhode Island(2/11/2019)
RR
South Carolina(10/5/2018)
RR
Tennessee(1/17/2019)
RR
Texas(4/15/2016)
IAR
Texas(3/13/2017)
RR
Utah(9/11/2024)
RR
Vermont(6/15/2021)
RR
Virginia(4/15/2016)
RR
Washington(4/15/2016)
RR
West Virginia(9/29/2020)
RR
Wisconsin(10/6/2021)
RR
Wyoming(10/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Jupiter, FL 33477TRUST BUT VERIFY
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