Jason R. Jones
PORTSIDE WEALTH GROUP
Providence, UT 84332
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CRD#: 3108330
Professional summary
Jason Robert Jones, CFP® is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Providence, Utah and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NATIONAL CARD PAYMENTS: 8/1/2016 - 286 N Gateway Drive, Suite 202, Providence, UT 84332 - Sales Associate, Sales, Not Invt Rel, Merchant processing company, 5 hrs/mo; 5 hrs/mo (during trading hours). 2.) JRJ FINANCIAL SERVICES INC - 5/1/2005 - 286 N Gateway Drive, Suite 202, Providence, UT 84332 - Managing member, Tax advising/insurance & annuity sales & service/securities product & investment advisory services/sales & service, Invt Rel, Entity through which all commissions and fees are paid through, 12 hrs/mo; 12 hrs/mo (during trading hours). 3.) CACHE FINANCIAL - 5/1/2005 - 286 N Gateway Drive, Suite 202, Providence, UT 84332 - Managing member, Insurance/securities sales and service, Invt Rel, Insurance business, 12 hrs/mo; 12 hrs/mo (during trading hours). 4.) PORTSIDE WEALTH GROUP- 05/2023 286 N Gateway Drive, Suite 202, Providence, UT 84332 - IAR, Investment advisory sales & service/trading/money movement, Invt Rel, RA business, 80 hrs/mo; 80 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Jason Robert Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
May 2, 2023 - Present
PORTSIDE WEALTH GROUP, LLC
Office #1: 286 N Gateway Dr Suite 202, Providence, UT 84332RIA
CRD#: 325175
Providence, UT
Current
May 2, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
February 28, 2019 - May 2, 2023
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
PROVIDENCE, UT
Past
March 8, 2018 - June 8, 2023
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
PROVIDENCE, UT
Past
May 16, 2014 - March 28, 2019
ALLEGIS INVESTMENT SERVICES, LLC
BD
CRD#: 168557
Providence, UT
Past
February 9, 2012 - April 6, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
RIA
CRD#: 157314
PROVIDENCE, UT
Past
September 8, 2010 - February 9, 2012
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
PROVIDENCE, UT
Past
August 20, 2010 - July 1, 2014
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
PROVIDENCE, UT
Past
July 23, 2007 - August 23, 2010
INSPHERE SECURITIES, INC.
BD
CRD#: 136433
LAS VEGAS, NV
Past
December 2, 2004 - August 9, 2007
EQUITY SERVICES, INC.
BD
CRD#: 265
PROVIDENCE, UT
Past
January 14, 2002 - November 12, 2004
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
July 19, 1999 - June 13, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
October 21, 1998 - January 27, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(5/2/2023)
RR
Kansas(5/2/2023)
RR
Oregon(5/2/2023)
IAR
Texas(2/16/2024)
RR
Utah(5/2/2023)
IAR
Utah(5/2/2023)
RR
Wyoming(5/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
