David N. Elan

INCOME FOCUS PORTFOLIO MANAGEMENT

Jackson, WY 83001

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CRD#: 3107755

Professional summary

David N Elan, CFP®, who also goes by Elan, is a registered financial advisor currently at INCOME FOCUS PORTFOLIO MANAGEMENT located in Jackson, Wyoming.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David N Elan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 16, 2012 - Present

INCOME FOCUS PORTFOLIO MANAGEMENT

Office #1: 1110 Maple Way, Jackson, WY 83001

RIA

CRD#: 165477

Jackson, WY

Past

December 18, 2003 - November 18, 2010

WINDWARD INVESTMENT MANAGEMENT INC

RIA

CRD#: 109405

BOSTON, MA

Past

December 9, 2002 - June 23, 2003

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

BOSTON, MA

Past

October 15, 1998 - June 10, 2002

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INCOME FOCUS PORTFOLIO MANAGEMENT

INCOME FOCUS PORTFOLIO MANAGEMENT | INCOME FOCUS PORTFOLIO MANAGEMENT, LLC

CRD#: 165477 / SEC#: 801-77168

RIA

Registered Investment Advisory firm - (10/9/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wyoming
(7/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/17/1998

National Commodity Futures Examination

Current Firm

INCOME FOCUS PORTFOLIO MANAGEMENT

INCOME FOCUS PORTFOLIO MANAGEMENT | INCOME FOCUS PORTFOLIO MANAGEMENT, LLC

CRD#: 165477 / SEC#: 801-77168

RIA

Registered Investment Advisory firm - (10/9/2012 Approved)

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Contact information

Main Address

1110 Maple Way, Jackson, WY 83001

Mailing Address

Po Box 7376, Jackson, WY 83002-7376

Phone number

(307) 733-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INCOME FOCUS ADV BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	272
AUM (Assets Under Management)	$ 334,115,686

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David N. Elan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David N Elan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDWARD INVESTMENT MANAGEMENT INC

ERNST & YOUNG INVESTMENT ADVISERS LLP

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

INCOME FOCUS PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1999

Series 63

Date: 9/4/1998

Series 7

Date: 10/14/1998

Series 3

Date: 9/17/1998

Current Firm

INCOME FOCUS PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INCOME FOCUS PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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