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DB

Daniel J. Barile

HASTINGS CAPITAL GROUP
New York, NY 10022
Some features on this profile are disabled
CRD#: 3107688
DB

Professional summary

Daniel John Barile is a registered financial professional currently at HASTINGS CAPITAL GROUP, LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel John Barile's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2019 - Present

HASTINGS CAPITAL GROUP, LLC

Office #1: 527 Madison Avenue 4th Floor, New York, NY 10022
BD
CRD#: 142998
New York, NY
Past

September 20, 2004 - December 12, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/12/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/5/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 6/4/2013
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HASTINGS CAPITAL GROUP, LLC
HASTINGS CAPITAL GROUP, LLC

CRD#: 142998 / SEC#: , 8-67517

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
527 Madison Avenue 4th Floor, New York, NY 10022
Mailing Address
527 Madison Avenue 4th Floor, New York, NY 10022
Phone number
(212) 485-3100
Established
Delaware since 09/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCARAMUCCI, ANTHONY (NMN)MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER, GENERAL SECURITIES PRINCIPAL1983175
MESSING, BRETT STUARTMANAGER, MEMBER2077288
KIRSCHENBLAT, CHAD ETHANFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2503352
NOBLE, ALEXANDRA MARIECHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL5341828
URREY, MINNA KATARIINACHIEF ADMINISTRATIVE OFFICER, GENERAL SECURITIES PRINCIPAL5429274
WRIGHT, JASON RALPHPRESIDENT, MEMBER, GENERAL SECURITIES PRINCIPAL2940758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HASTINGS CAPITAL GROUP, LLC

CRD#: 142998New York, NY 10022

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