Marco Reid Listrom
Professional Summary
Marco Reid Listrom is a registered financial advisor currently at VALDES & MORENO, INC. located in Parkville, Missouri. Marco is registered as a RR (Registered Representative) and started their career in finance in 1974. Marco has worked at 4 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 99TO, Series 7TO, Series 79TO, SIE, Series 55, Series 1, Series 14, Series 27, Series 4, Series 53, Series 28, Series 24, F04 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
Years of Experience
52 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
Current Firm
VALDES & MORENO, INC.
Contact Information
Main Address
819 Main Street Room 304, Parkville, MO 64152Mailing Address
819 Main Street Room 304, Parkville, MO 64152Phone Number
(816) 221-6700Established
Missouri since 07/13/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LISTROM, MARCO REID | PRESIDENT & CHIEF COMPLIANCE OFFICER | 310764 |
Disclosures
Regulatory Event
2Arbitration
2Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
(7/25/2016)
(6/13/1995)
(5/16/1995)
(10/6/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 1 — Registered Representative Examination
Passed Aug 1974Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 1994About the Series 28 examF04 — Financial Principal Examination
Passed Jun 1975Series 00 — General Securities Principal Examination
Passed Jun 1975SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Marco Reid Listrom's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
