Paul E. Johnson
Professional summary
Paul Eric Johnson, who also goes by Paul E Johnson, is a registered financial professional currently at BAKER TILLY CAPITAL, LLC located in Chicago, Illinois.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Eric Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2019 - Present
BAKER TILLY CAPITAL, LLC
Office #1: 205 N. Michigan Avenue, Ste. 2800, Chicago, IL 60601-5927November 20, 2012 - June 19, 2019
M&A SECURITIES GROUP, INC.
August 6, 2010 - October 10, 2012
FIRST ANALYSIS SECURITIES CORPORATION
April 30, 2010 - August 4, 2010
FCA ADVISORS, INC.
November 1, 2003 - September 4, 2008
BMO CAPITAL MARKETS CORP.
July 7, 1999 - November 1, 2003
HARRIS NESBITT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2024)
(8/22/2024)
(9/23/2019)
(8/21/2024)
(9/23/2019)
(9/23/2019)
(8/22/2024)
(9/23/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BAKER TILLY CAPITAL, LLC
CRD#: 115333 / SEC#: , 8-53480
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
