Jamie M. Grupe

KESTRA ADVISORY SERVICES | Private Wealth Advisor

Hudson, WI 54016

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CRD#: 3106745

Professional summary

Jamie Michael Grupe, CFP®, who also goes by Jamie Michael Grupe, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Hudson, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Hudson, Wisconsin.

Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jamie has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Long-term Care

Tax Planning

Retirement Planning

Investment Planning

Insurance Planning

Comprehensive Financial Planni...

Retirement Income Management

Education Planning

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Jamie Michael Grupe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Michael Grupe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

May 12, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 86 Coulee Rd Ste 100, Hudson, WI 54016

RIA

CRD#: 283330

Hudson, WI

Current

May 12, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 86 Coulee Rd Ste 100, Hudson, WI 54016

CRD#: 42046

Hudson, WI

Past

February 1, 2019 - May 15, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Hudson, WI

Past

February 1, 2019 - May 15, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Hudson, WI

Past

December 10, 2010 - February 12, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

HUDSON, WI

Past

December 10, 2010 - February 12, 2019

LPL FINANCIAL LLC

CRD#: 6413

HUDSON, WI

Past

October 13, 2003 - December 16, 2010

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HUDSON, WI

Past

September 30, 2003 - December 16, 2010

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

HUDSON, WI

Past

January 5, 1999 - October 8, 2003

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(5/12/2025)

Arizona
(5/12/2025)

California
(5/12/2025)

Colorado
(5/12/2025)

District of Columbia
(11/26/2025)

Florida
(5/12/2025)

Georgia
(5/12/2025)

Idaho
(5/12/2025)

Illinois
(5/12/2025)

Indiana
(10/8/2025)

Minnesota
(5/20/2025)

Missouri
(5/12/2025)

Montana
(5/12/2025)

New York
(5/12/2025)

North Carolina
(5/22/2025)

South Carolina
(5/12/2025)

South Dakota
(5/20/2025)

Tennessee
(5/12/2025)

Texas
(5/12/2025)

IAR

Texas
(5/12/2025)

Vermont
(5/12/2025)

Virginia
(1/7/2026)

Washington
(5/12/2025)

Wisconsin
(5/12/2025)

IAR

Wisconsin
(5/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/4/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jamie M. Grupe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Michael Grupe's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2003

Series 6

Date: 11/4/1998

Series 24

Date: 10/28/2003

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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