Travis T. Prentice

THE INFORMED MOMENTUM COMPANY LLC

Solana Beach, CA 92075

Some features on this profile are disabled

CRD#: 3106625

Professional summary

Travis Tyler Prentice, who also goes by Travis T Prentice, is a registered financial advisor currently at THE INFORMED MOMENTUM COMPANY LLC located in Solana Beach, California.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Travis has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Travis T Prentice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Tyler Prentice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2008 - Present

THE INFORMED MOMENTUM COMPANY LLC

Office #1: 215 Highway 101 Suite 216, Solana Beach, CA 92075

RIA

CRD#: 144908

Solana Beach, CA

Past

January 1, 2001 - August 20, 2007

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA

CRD#: 104606

SAN DIEGO, CA

Past

December 13, 2000 - August 20, 2007

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

December 3, 1998 - April 6, 2000

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INFORMED MOMENTUM COMPANY LLC

EAM INVESTORS, LLC | THE INFORMED MOMENTUM COMPANY LLC | EUDAIMONIA ASSET MANAGEMENT, LLC

CRD#: 144908 / SEC#: 801-70305

RIA

Registered Investment Advisory firm - (7/17/2009 Approved)

California

Registered Investment Advisory firm - (7/21/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1998

General Securities Representative Examination

Current Firm

THE INFORMED MOMENTUM COMPANY LLC

EAM INVESTORS, LLC | THE INFORMED MOMENTUM COMPANY LLC | EUDAIMONIA ASSET MANAGEMENT, LLC

CRD#: 144908 / SEC#: 801-70305

RIA

Registered Investment Advisory firm - (7/17/2009 Approved)

California

Registered Investment Advisory firm - (7/21/2009 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

215 Highway 101 Suite 216, Solana Beach, CA 92075

Mailing Address

Phone number

(760) 479-5080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

THE INFORMED MOMENTUM COMPANY LLC FORM ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 1,097,690,418

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Travis T. Prentice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Tyler Prentice's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE INFORMED MOMENTUM COMPANY LLC

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

NICHOLAS-APPLEGATE SECURITIES LLC

NICHOLAS-APPLEGATE SECURITIES LLC

Primary Firm SEC Registration

THE INFORMED MOMENTUM COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/1998

Series 7

Date: 11/23/1998

Current Firm

THE INFORMED MOMENTUM COMPANY LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INFORMED MOMENTUM COMPANY LLC

TRUST BUT VERIFY

Similar Advisors