Danny K. Kim

EQT PARTNERS BD

Westchester, IL 60154

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CRD#: 3106416

Professional summary

Danny Ki Kim, who also goes by Dan Kim, is a registered financial professional currently at EQT PARTNERS BD, LLC located in Westchester, Illinois.

Danny is registered as a RR (Registered Representative) and started their career in finance in 1999. Danny has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dan Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Danny Ki Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

EQT PARTNERS BD, LLC

Office #1: 2205 Enterprise Drive, Westchester, IL 60154

CRD#: 322826

Westchester, IL

Past

May 25, 2022 - June 18, 2024

CAMPBELL LUTYENS & CO. INC.

CRD#: 133376

Chicago, IL

Past

December 7, 2016 - May 23, 2022

IFM (US) SECURITIES, LLC

CRD#: 166325

New York, NY

Past

March 6, 2000 - February 26, 2004

CGI CAPITAL, INC.

CRD#: 42133

MUNDELEIN, IL

Past

April 19, 1999 - March 16, 2000

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

January 6, 1999 - May 5, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/11/2024)

Alaska
(9/11/2024)

Arizona
(9/11/2024)

Arkansas
(9/11/2024)

California
(9/11/2024)

Colorado
(9/11/2024)

Connecticut
(9/11/2024)

Delaware
(9/11/2024)

District of Columbia
(9/11/2024)

Florida
(9/11/2024)

Georgia
(9/11/2024)

Hawaii
(9/11/2024)

Idaho
(9/11/2024)

Illinois
(9/11/2024)

Indiana
(9/11/2024)

Iowa
(9/11/2024)

Kansas
(9/11/2024)

Kentucky
(9/11/2024)

Louisiana
(9/11/2024)

Maine
(9/11/2024)

Maryland
(9/11/2024)

Massachusetts
(9/11/2024)

Michigan
(9/11/2024)

Minnesota
(9/11/2024)

Mississippi
(9/11/2024)

Missouri
(9/11/2024)

Montana
(9/11/2024)

Nebraska
(9/11/2024)

Nevada
(9/11/2024)

New Hampshire
(9/11/2024)

New Jersey
(9/11/2024)

New Mexico
(9/11/2024)

New York
(9/11/2024)

North Carolina
(9/11/2024)

North Dakota
(9/11/2024)

Ohio
(9/11/2024)

Oklahoma
(9/11/2024)

Oregon
(9/11/2024)

Pennsylvania
(9/11/2024)

Puerto Rico
(9/11/2024)

Rhode Island
(9/11/2024)

South Carolina
(9/11/2024)

South Dakota
(9/11/2024)

Tennessee
(9/11/2024)

Texas
(9/11/2024)

Utah
(9/11/2024)

Vermont
(9/11/2024)

Virgin Islands
(9/11/2024)

Virginia
(9/11/2024)

Washington
(9/11/2024)

West Virginia
(9/11/2024)

Wisconsin
(9/11/2024)

Wyoming
(9/11/2024)

Exams

State Security Law Exam

Series 63

Date: 1/19/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EQT PARTNERS BD, LLC

EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC

CRD#: 322826 / SEC#: , 8-70966

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087

Mailing Address

Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087

Phone number

(484) 531-7456

Established

Delaware since 07/28/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EQT EXETER HOLDINGS US INC.	SOLE MEMBER
BREEN, BARRY EAMON	CHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR
GAUR, ALOK	CHIEF EXECUTIVE OFFICER & DIRECTOR	4693996
HOUSHMAND, ALI	DIRECTOR	4980374
RUTITSKIY, DMITRIY	FINOP/PFO/POO	6117665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Danny K. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Danny Ki Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQT PARTNERS BD, LLC

CAMPBELL LUTYENS & CO. INC.

IFM (US) SECURITIES, LLC

CGI CAPITAL, INC.

FIRST ALLIED SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2016

FINRA

Current Firm

EQT PARTNERS BD, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EQT PARTNERS BD, LLC

TRUST BUT VERIFY

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