WT
William H. Tackett
CETERA INVESTMENT ADVISERS LLC
PORTSMOUTH, OH 45662
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CRD#: 3106220
WT
Professional summary
William Howard Tackett, who also goes by Bill Tackett, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Portsmouth, Ohio and CETERA WEALTH SERVICES, LLC located in Portsmouth, Ohio.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Tackett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CPA Realty, LLC 839 Gallia Street Portsmouth OH 45662 Rental Property Owner~6/30/2004~1hrs~1hrs Lease Management, Make decisions on repairs and upgrading property, collect rent, pay bills, etc. 2) Reynolds Financial Services LLC 839 Gallia Street, P. O. Box 1364 Portsmouth OH 45662 Other Owner 1/1/1990 15hrs~15hrs Meeting with investment clients and assisting them with the selection of investment products consistent with their investment goals and related risk tolerance 3) The Clyde and Maycel Clark Foundat 701 Sixth Street Portsmouth OH 45662 Other 6/30/2004 1hrs~1hrs President of the Board of Directors which provides oversight of charitable activities and monitors financial performance. 4) Southern Ohio Museum & Cultural Cen 825 Gallia Street Portsmouth OH 45662 Other 9/19/2006 2hrs~0hrs Typical Board of Director activities involving engaging and monitoring Museum management and staff as well as reviewing financial activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Howard Tackett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 839 Gallia Street, Portsmouth, OH 45662RIA
CRD#: 105644
PORTSMOUTH, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 839 Gallia Street, Portsmouth, OH 45662BD
CRD#: 13572
Portsmouth, OH
Past
August 10, 2009 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PORTSMOUTH, OH
Past
January 26, 2000 - March 27, 2009
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PORTSMOUTH, OH
Past
November 20, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Portsmouth, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Kentucky(9/5/2025)
RR
New Jersey(9/5/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
