TT
Tracy D. Thornlow
SUMMIT WEALTH GROUP
COLORADO SPRINGS, CO 80921
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CRD#: 3105146
TT
Professional summary
Tracy Dena Thornlow, who also goes by Tracy Dena Adams, is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Colorado Springs, Colorado and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Tracy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Tracy has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tracy Dena Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Summit Wealth Group. Investment related. At Registered Location. Fixed insurance. Agent. 5/4/2015. 1. 1 hour spent during securities trading hours. Provide Insurance advice based on the needs of client(s). 2. 2 Ladies LLC. Non-Investment Related. 2510 N Cascade Ave Colorado Springs, CO 80907. Real Estate. Owner. 5/15/2019. 0. 0 during securities trading hours. an entity created for the purpose of buying and managing commercial real estate. 3. Rentals Real Estate. Non-Investment Related. 1432 S. Dale Circle Denver, CO. Rental Property. Owner. 5/26/2021. 0. 0 during securities trading hours. Rental Property. 4. TT Financial, LLC. Non-Investment Related. 13710 Struthers Road, Suite 115 Colorado Springs, CO 80921. Support Company. Owner. 3/26/2024. 2. 2 during securities trading hours. a private entity established to facilitate securities, advisory, and insurance business. 5. Summit Wealth Group. Investment Related. At Registered Location. RIA. IAR. 5/1/2025. 160. 160 during securities trading hours. Service clients.
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Dena Thornlow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2025 - Present
SUMMIT WEALTH GROUP
Office #1: 13710 Struthers Road, Suite 115, Colorado Springs, CO 80921RIA
CRD#: 335242
COLORADO SPRINGS, CO
Current
May 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 13710 Struthers Road Suite 115, Colorado Springs, CO 80921BD
CRD#: 35747
ALBANY, NY
Past
May 4, 2015 - May 1, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
COLORADO SPRINGS, CO
Past
May 4, 2015 - May 1, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
COLORADO SPRINGS, CO
Past
January 2, 2015 - May 5, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
COLORADO SPRINGS, CO
Past
January 2, 2015 - May 5, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
COLORADO SPRINGS, CO
Past
April 28, 2003 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
COLORADO SPRINGS, CO
Past
February 5, 2002 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
COLORADO SPRINGS, CO
Past
September 9, 1998 - July 24, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 9, 1998 - July 24, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2025)
RR
Arizona(5/1/2025)
RR
California(5/1/2025)
IAR
Colorado(4/9/2025)
RR
Colorado(5/1/2025)
RR
Florida(5/1/2025)
RR
Indiana(5/1/2025)
RR
Iowa(5/1/2025)
RR
Kansas(5/1/2025)
RR
Maryland(5/1/2025)
RR
Michigan(5/1/2025)
RR
Minnesota(5/1/2025)
RR
Nebraska(5/1/2025)
RR
New Mexico(5/1/2025)
RR
Texas(5/1/2025)
RR
Washington(5/1/2025)
RR
Wisconsin(5/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
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Contact information
Main Address
13710 Struthers Road, Suite 115, Colorado Springs, CO 80921
Mailing Address
Phone number
(719) 633-4033
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,911 |
| AUM (Assets Under Management) | $ 1,353,760,295 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT WEALTH GROUP
CRD#: 335242Colorado Springs, CO 80921TRUST BUT VERIFY
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