PW
Patricia D. Winsett
CETERA INVESTMENT ADVISERS LLC
DECATUR, AL 35603
Some features on this profile are disabled
CRD#: 3104879
PW
Professional summary
Patricia Douglas Winsett, who also goes by Patricia Cherylane Douglas, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Decatur, Alabama and CETERA WEALTH SERVICES, LLC located in Decatur, Alabama.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patricia has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patricia Cherylane Douglas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Allianz Life Insurance 1633 Broadway New York NY 10019 Independent Insurance Agent~Insurance Sales Agent 9/18/2009 4hrs~4hrs Health, Life and Variable Products 2) American General Life P.O. Box 4373 Houston TX 77210 4373 Independent Insurance Agent Insurance Sales Agent 7/20/2012 4hrs~4hrs Sales of Life Insurance related products. 3) Express Tax 2418 Old Multon Rd Decatur AL 35603 Tax Preparation/Accounting Owner/Sole Proprietor 12/11/2009 40hrs~40hrs Manager, EA, Tax Preparer 4) Illinois Mutual 300 SW Adams Peoria IL 61634 Independent Insurance Agent Insurance Sales Agent 6/22/2011 4hrs~4hrs Life, health, and variable products 5) Mass Mutual Life Ins 1295 State Street Springfield MA 01111 Independent Insurance Agent Insurance Sales Agent 4/14/2009 4hrs~4hrs Life, Health and variable products 6) Lincoln Natl Life Ins 350 Church Street Hartford CT 06103 Independent Insurance Agent Insurance Sales Agent 6/14/2011 4hrs~4hrs Life, health and variable products 7) Nationwide Life & Ann 5100 Rings Road Dublin OH 43017 Independent Insurance Agent Insurance Sales Agent 10/23/2008 4hrs~4hrs Life, Health, and variable products 8) Winsett Financial Group, Inc.10971 County Line Road, Suite E Madison AL 35758 Tax Preparation/Accounting President 1/2/2014 0hrs~0hrs Second location for services. 9) Winsett Financial Group, Inc.2418 Old Moulton Rd Decatur AL 35603 Tax Preparation/Accounting President 12/11/2009 10hrs~10hrs Manager & officer 10) GRACE RIVER COMMUNITY CHURCH POSITION: Deacon Board NATURE: Participate in Budget meetings and oversight of the church financial affairs. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2020 ADDRESS: 2418 Old Moulton Rd SW, Decatur AL 35603, DESCRIPTION: Attending a quarterly meeting to review financials with other board members. I have no authority for check writing or independent decisions regarding the affairs of the church.
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Douglas Winsett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2418 Old Moulton Rd Sw, Decatur, AL 35603RIA
CRD#: 105644
DECATUR, AL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2418 Old Moulton Rd Sw, Decatur, AL 35603BD
CRD#: 13572
DECATUR, AL
Past
January 3, 2011 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DECATUR, AL
Past
March 10, 2008 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DECATUR, AL
Past
January 14, 2002 - March 14, 2008
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
DECATUR, AL
Past
November 25, 1998 - December 14, 2001
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
IAR
Alabama(9/5/2025)
RR
Colorado(9/18/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Missouri(9/5/2025)
RR
North Carolina(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
