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CP

Colin D. Pettorsson

MARKETAXESS
New York, NY 10001
Some features on this profile are disabled
CRD#: 3104279
CP

Professional summary

Colin David Pettorsson Jr., who also goes by Colin D Pettorsson, Colin David Pettorsson Jr, Colin Pettorsson Jr, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.

Colin is registered as a RR (Registered Representative) and started their career in finance in 1998. Colin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7TO, Series 55, Series 31, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Colin D Pettorsson | Colin David Pettorsson Jr | Colin Pettorsson Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin David Pettorsson Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2025 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001
BD
CRD#: 44542
New York, NY
Past

June 5, 2023 - May 9, 2025

RFQ-HUB AMERICAS LLC

BD
CRD#: 323377
New York, NY
Past

January 5, 2023 - June 25, 2025

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY
Past

September 9, 2021 - January 3, 2023

TRADEWEB LLC

BD
CRD#: 42759
NEW YORK, NY
Past

September 9, 2021 - January 3, 2023

DEALERWEB LLC

BD
CRD#: 19662
NEW YORK, NY
Past

June 26, 2021 - August 19, 2021

BLOOMBERG TRADEBOOK LLC

BD
CRD#: 40881
NEW YORK, NY
Past

July 27, 2004 - June 28, 2005

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

January 17, 2002 - September 16, 2003

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

July 2, 1999 - January 8, 2002

ICAPITAL MARKETS LLC

BD
CRD#: 5209
OMAHA, NE
Past

September 17, 1998 - December 9, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/28/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/25/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 8/28/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 31
Date: 9/30/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/19/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/3/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB

CRD#: 44542 / SEC#: , 8-50727

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Hudson Yards 15th Floor, New York, NY 10001
Mailing Address
55 Hudson Yards 15th Floor, New York, NY 10001
Phone number
(212) 813-6000
Established
Delaware since 09/12/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER6980135
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARKETAXESS CORPORATION

CRD#: 44542New York, NY 10001

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