John V. Bills

PEI GLOBAL PARTNERS LLC

New York, NY 10022

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CRD#: 3103616

Professional summary

John Vincent Bills is a registered financial professional currently at PEI GLOBAL PARTNERS LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 10 firms and has passed the Series 63, SIE, Series 79, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Vincent Bills's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2021 - Present

PEI GLOBAL PARTNERS LLC

Office #1: 601 Lexington Avenue 55th Floor, New York, NY, 10022

CRD#: 297979

New York, NY

Past

May 21, 2018 - September 20, 2021

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

March 15, 2017 - June 6, 2018

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

June 4, 2015 - February 7, 2017

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

March 8, 2013 - June 4, 2015

BNP PARIBAS PRIME BROKERAGE, INC.

CRD#: 24962

NEW YORK, NY

Past

March 25, 2010 - March 20, 2012

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

April 1, 2008 - July 2, 2009

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

June 6, 2005 - March 26, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 13, 2000 - May 17, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 10, 1998 - March 29, 2000

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/19/2021)

Exams

State Security Law Exam

Series 63

Date: 6/24/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 6/24/2015

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 3

Date: 4/15/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/3/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PEI GLOBAL PARTNERS LLC

MARPINE SECURITIES LLC | TOKENSOFT GLOBAL MARKETS, LLC | PEI GLOBAL PARTNERS LLC

CRD#: 297979 / SEC#: , 8-70159

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1001 Water Street, Suite 1150, Tampa, FL 33602

Mailing Address

1001 Water Street, Suite 1150, Tampa, FL 33602

Phone number

(646) 498-6957

Established

New York since 02/27/2018

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PEI GLOBAL PARTNERS HOLDINGS LLC	OWNER
GRAY, BENJAMIN NMN	CEO/CCO	1946982
PHILLIPS, KEVIN W	SECOND GSP	4256473
SIPINICK, KATHY EFREM	FINOP	3248100

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John V. Bills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Vincent Bills's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTOR FITZGERALD & CO.

JEFFERIES LLC

BNP PARIBAS SECURITIES CORP.

BNP PARIBAS PRIME BROKERAGE, INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

BARCLAYS CAPITAL INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/2005

SIE

Date: 10/1/2018

Series 79

Date: 6/24/2015

Series 3

Date: 4/15/2013

Series 7

Date: 9/3/1998

Series 24

Date: 6/24/2005

FINRA

Current Firm

PEI GLOBAL PARTNERS LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PEI GLOBAL PARTNERS LLC

TRUST BUT VERIFY

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