Cyrus S. Shabaz
CETERA INVESTMENT ADVISERS
MINNEAPOLIS, MN 55402
CRD#: 3103472
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Cyrus Steve ShabazCETERA INVESTMENT ADVISERS
Professional summary
Cyrus Steve Shabaz, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minneapolis, Minnesota and CETERA WEALTH SERVICES, LLC located in Blaine, Minnesota.
Cyrus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Cyrus has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cyrus Steve Shabaz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 901 Marquette Ave Suite 2800, Minneapolis, MN 55402Office #2: 10705 Town Square Dr Ste 230, Blaine, MN 55449RIA
CRD#: 105644
MINNEAPOLIS, MN
Current
September 6, 2002 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10705 Town Square Dr Ste 230, Blaine, MN 55449Office #2: 901 Marquette Ave Suite 2800, Minneapolis, MN 55402BD
CRD#: 13572
Blaine, MN
Past
January 28, 2014 - April 1, 2026
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
Minneapolis, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Minneapolis, MN
Past
August 31, 1998 - April 30, 2002
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
BD
CRD#: 26506
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/22/2016)
RR
California(1/29/2014)
RR
Colorado(7/24/2014)
RR
Florida(1/11/2016)
RR
Georgia(6/17/2022)
RR
Idaho(11/25/2014)
RR
Illinois(12/3/2018)
RR
Iowa(1/20/2022)
RR
Kansas(1/30/2018)
RR
Kentucky(6/14/2005)
RR
Louisiana(12/1/2021)
RR
Massachusetts(8/19/2016)
RR
Michigan(1/28/2022)
RR
Minnesota(9/6/2002)
IAR
Minnesota(6/29/2023)
RR
Missouri(3/13/2024)
RR
New York(4/24/2015)
RR
North Carolina(5/26/2026)
RR
Ohio(8/2/2016)
RR
Oregon(1/20/2022)
RR
South Carolina(9/14/2017)
RR
South Dakota(4/7/2022)
RR
Tennessee(1/20/2022)
RR
Texas(2/23/2012)
IAR
Texas(6/29/2023)
RR
Vermont(11/6/2020)
RR
Washington(1/21/2022)
RR
Wisconsin(9/15/2006)
RR
Wyoming(9/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/5/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Minneapolis, MN 55402TRUST BUT VERIFY
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