Joseph E. Statter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Elliott Statter, who also goes by Joe Statter, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1998. Joseph had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2022 - January 29, 2026
SEABROOK PARTNERS LLC
March 31, 2015 - January 20, 2022
EVERGREEN ADVISORS CAPITAL, LLC
December 12, 2012 - May 29, 2015
1ST BRIDGEHOUSE SECURITIES, LLC
August 21, 1998 - February 28, 2008
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEABROOK PARTNERS LLC
CRD#: 156581 / SEC#: , 8-68807
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEANE, BRIAN WALTER | MANAGING DIRECTOR, FINOP, CEO, CCO | 1382496 |
Red Flags
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