Brian Walter Keane
Professional Summary
Brian Walter Keane is a registered financial advisor currently at SEABROOK PARTNERS LLC located in Doral, Florida. Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
SEABROOK PARTNERS LLC
Contact Information
Main Address
8200 Nw 41st Street Suite 200, Doral, FL 33166Mailing Address
8200 Nw 41st Street Suite 200, Doral, FL 33166Phone Number
(301) 785-3420Established
Maryland since 12/20/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEANE, BRIAN WALTER | MANAGING DIRECTOR, FINOP, CEO, CCO | 1382496 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2003About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Walter Keane's CRS (Customer Relationship Summary).
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