Thomas J. Horan

ACORN CAPITAL PARTNERS

Forest Hills, NY 11375

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CRD#: 3102025

Professional summary

Thomas James Horan is a registered financial advisor currently at ACORN CAPITAL PARTNERS, LLC located in Forest Hills, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Horan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2013 - Present

ACORN CAPITAL PARTNERS, LLC

Office #1: 7272 112th St Apt 3l, Forest Hills, NY 11375

RIA

CRD#: 165393

Forest Hills, NY

Past

November 4, 2005 - August 29, 2014

SAXONY SECURITIES, INC.

CRD#: 115547

LONG ISLAND CITY, NY

Past

September 12, 2005 - October 27, 2005

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

April 14, 2003 - September 16, 2005

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

December 17, 2002 - February 10, 2003

PARK SOUTH SECURITIES, LLC

CRD#: 103520

ISELIN, NJ

Past

June 14, 2002 - December 13, 2002

VFINANCE INVESTMENTS, INC

CRD#: 44962

BOCA RATON, FL

Past

July 6, 2001 - June 14, 2002

SOMERSET FINANCIAL GROUP, INC.

CRD#: 46507

PRINCETON, NJ

Past

June 30, 1999 - June 27, 2001

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

June 22, 1999 - June 29, 1999

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/18/2021)

IAR

Texas
(10/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/19/1999

General Securities Representative Examination

Current Firm

ACORN CAPITAL PARTNERS, LLC

ACORN CAPITAL PARTNERS | ACORN CAPITAL PARTNERS, LLC

CRD#: 165393 / SEC#:

New York

Registered Investment Advisory firm - (1/23/2013 Approved)

Texas

Registered Investment Advisory firm - (10/10/2013 Conditional Restricted)

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Contact information

Main Address

7272 112th St Apt 3l, Forest Hills, NY 11375

Mailing Address

Phone number

(347) 561-6346

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 5,893,837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Horan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Horan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACORN CAPITAL PARTNERS, LLC

SAXONY SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

EKN FINANCIAL SERVICES INC.

PARK SOUTH SECURITIES, LLC

VFINANCE INVESTMENTS, INC

SOMERSET FINANCIAL GROUP, INC.

PRIME CHARTER LTD.

WEATHERLY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2011

Series 63

Date: 7/6/1999

Series 7

Date: 6/19/1999

Current Firm

ACORN CAPITAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACORN CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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