KL
Kevin M. Link
CETERA INVESTMENT ADVISERS LLC
COLUMBIA, MD 21045
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CRD#: 3101745
KL
Professional summary
Kevin Michael Link is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Columbia, Maryland and CETERA WEALTH SERVICES, LLC located in Columbia, Maryland.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; SAME AS EGSITERED LOCATION, FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/20/0209; 20; 0; SALE OF FIXED INSURANCE PRODUCTS; 2. NAME OF ENTITY :LINK FINANCIAL CORP; YES; SAME AS EGSITERED LOCATION; FINANCIAL SERVICES / DBA; PRESIDENT/OWNER; 1/1/2016; 160; 160; SALE OF FIXED INSURANCE AND SECURITIES PRODUCTS. 3. NAME OF ENTITY: ST. AGNES HOSPITAL CHARITABLE FOUNDATION; NO; 900 S CATON AVE.; BALTIMORE; MD; 21229; NON-PROFIT ORGANIZATION; VOLUNTEER; 1/1/2015; 1; 0; ATTEND MEETINGS AND PROVIDE FEED BACK TO THE FINANCE COMMITTEE|
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Link's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8850 Stanford Blvd Ste 2300, Columbia, MD 21045RIA
CRD#: 105644
COLUMBIA, MD
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8850 Stanford Blvd Ste 2300, Columbia, MD 21045BD
CRD#: 13572
COLUMBIA, MD
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 26, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
COLUMBIA, MD
Past
April 1, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
COLUMBIA, MD
Past
October 31, 2008 - April 28, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
WESTMINSTER, MD
Past
January 2, 2003 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
WESTMINSTER, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(5/20/2025)
RR
Colorado(6/9/2021)
RR
Delaware(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(6/10/2021)
RR
Idaho(10/30/2025)
RR
Kansas(6/9/2021)
RR
Maryland(6/9/2021)
IAR
Maryland(6/29/2023)
RR
New Jersey(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Tennessee(3/16/2022)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/22/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
