Andrew C. Remmey

ALLIANCEBERNSTEIN INVESTMENTS

NEW YORK, NY 10001

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CRD#: 3101381

Professional summary

Andrew Clarke Remmey, CFA, who also goes by A. Clarke Remmey, is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

A. Clarke Remmey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Clarke Remmey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 27, 2025 - Present

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Office #1: 66 Hudson Boulevard E, New York, NY 10001

CRD#: 14549

NEW YORK, NY

Past

December 22, 2016 - July 18, 2024

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Doylestown, PA

Past

April 15, 2011 - July 18, 2024

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

April 8, 2011 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

GREENVILLE, DE

Past

May 3, 2001 - July 28, 2006

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

August 25, 1998 - March 6, 2000

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/27/2025)

Pennsylvania
(2/27/2025)

Exams

State Security Law Exam

Series 63

Date: 4/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/7/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/20/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLIANCEBERNSTEIN INVESTMENTS, INC.

ALLIANCE FUND DISTRIBUTORS | ALLIANCEBERNSTEIN INVESTMENTS, INC. | ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. | ALLIANCE FUND DISTRIBUTORS, INC.

CRD#: 14549 / SEC#: , 8-30851

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

501 Commerce Street, Nashville, TN 37203

Mailing Address

501 Commerce Street, Nashville, TN 37203

Phone number

(800) 251-0539

Established

Delaware since 11/15/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD")	PARENT OF REGISTRANT
ARCHARD, NOEL CHRISTIAN	HEAD OF ETF AND PORTFOLIO SOLUTIONS	2563745
GESSNER, MARK ANDREW	CHIEF EXECUTIVE OFFICER	2447287
KRUEGER, GARY MICHAEL	DIRECTOR, CHIEF FINANCIAL OFFICER	2840211
MANLEY, MARK RANDALL	DIRECTOR AND CORPORATE SECRETARY	1294370
WRIGHT, DANIEL EUGENE	CHIEF COMPLIANCE OFFICER	2204732

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew C. Remmey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Clarke Remmey's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

BRINKER CAPITAL SECURITIES, LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/2011

SIE

Date: 10/1/2018

Series 7

Date: 4/7/2011

Series 6

Date: 8/20/1998

Series 24

Date: 7/31/2001

FINRA

Current Firm

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIANCEBERNSTEIN INVESTMENTS, INC.

TRUST BUT VERIFY

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