RG
Ryan Gould
INTERACTIVE BROKERS LLC
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 3101198
RG
Professional summary
Ryan Gould, who also goes by Ryan M Gould, Ryan Mccormick Gould, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Greenwich, Connecticut and INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 1998. Ryan has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ryan M Gould | Ryan Mccormick Gould
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Gould's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2022 - Present
INTERACTIVE BROKERS LLC
Office #1: Pickwick Plaza, Greenwich, CT 06830BD
CRD#: 36418
Greenwich, CT
Current
February 16, 2023 - Present
INTERACTIVE BROKERS CORP.
Office #1: Pickwick Plaza, Greenwich, CT 06830Office #3: 5409 Riverside Station Blvd, Secaucus, NJ 07094BD
CRD#: 117942
Greenwich, CT
Past
August 18, 2017 - March 2, 2022
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
December 16, 2014 - August 31, 2017
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 15, 2010 - August 31, 2017
CITIGROUP DERIVATIVES MARKETS INC.
BD
CRD#: 133084
MINNETONKA, MN
Past
October 20, 1998 - September 7, 2012
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/30/2022)
RR
Alaska(3/30/2022)
RR
Arizona(3/30/2022)
RR
Arkansas(3/30/2022)
RR
California(3/30/2022)
RR
Colorado(3/30/2022)
RR
Connecticut(3/30/2022)
RR
Delaware(3/30/2022)
RR
District of Columbia(3/30/2022)
RR
Florida(3/30/2022)
RR
Georgia(3/30/2022)
RR
Hawaii(3/30/2022)
RR
Idaho(3/30/2022)
RR
Illinois(3/30/2022)
RR
Indiana(3/30/2022)
RR
Iowa(3/30/2022)
RR
Kansas(3/30/2022)
RR
Kentucky(3/30/2022)
RR
Louisiana(3/30/2022)
RR
Maine(3/30/2022)
RR
Maryland(3/30/2022)
RR
Massachusetts(3/30/2022)
RR
Michigan(3/30/2022)
RR
Minnesota(3/30/2022)
RR
Mississippi(3/30/2022)
RR
Missouri(3/30/2022)
RR
Montana(3/30/2022)
RR
Nebraska(3/30/2022)
RR
Nevada(3/30/2022)
RR
New Hampshire(3/30/2022)
RR
New Jersey(3/30/2022)
RR
New Mexico(3/30/2022)
RR
New York(3/30/2022)
RR
North Carolina(3/30/2022)
RR
North Dakota(3/30/2022)
RR
Ohio(3/30/2022)
RR
Oklahoma(3/30/2022)
RR
Oregon(3/30/2022)
RR
Pennsylvania(3/30/2022)
RR
Puerto Rico(3/30/2022)
RR
Rhode Island(3/30/2022)
RR
South Carolina(3/30/2022)
RR
South Dakota(3/30/2022)
RR
Tennessee(3/30/2022)
RR
Texas(3/30/2022)
RR
Utah(3/30/2022)
RR
Vermont(3/30/2022)
RR
Virgin Islands(3/30/2022)
RR
Virginia(3/30/2022)
RR
Washington(3/30/2022)
RR
West Virginia(3/30/2022)
RR
Wisconsin(3/30/2022)
RR
Wyoming(3/30/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
IB
INTERACTIVE BROKERS CORP.
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.
CRD#: 117942 / SEC#: , 8-53615
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
