PZ
Peter M. Zabierek
SUGI CAPITAL MANAGEMENT
Philadelphia, PA 19118
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CRD#: 3101176
PZ
Professional summary
Peter Matthew Zabierek is a registered financial advisor currently at SUGI CAPITAL MANAGEMENT, INC. located in Philadelphia, Pennsylvania.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Peter has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Peter Matthew Zabierek is engaged with Serenity Alternative Investments to enhance marketing efforts and share research. Serenity Alternative Investments specializes in alternative investments, serving as a fully quantitative REIT manager. Peter began working with Serenity Alternative Investments to share resources, research, expertise, and synergies. Start date: 08/05/2024. Business location: 7878 Wadsworth Blvd, Suite 350 Arvada CO 80003. Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside of trading hours: 0; Percentage of total yearly compensation expected to be derived from this business: 0. Peter Matthew Zabierek is engaged with 151 Capital Management LLC to enhance marketing efforts and share research. 151 Capital Management LLC is an investment adviser specializing in alternative investments. 151 Capital Management currently manages assets in real estate securities and the life settlements sectors. Peter began working with 151 Capital Management LLC to share resources, research, expertise, and synergies. Start date: 05/02/2024. Business location: 1560 East Southlake Blvd, Suite 100 Southlake TX 76092. Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside of trading hours: 0; Percentage of total yearly compensation expected to be derived from this business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Matthew Zabierek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2019 - Present
SUGI CAPITAL MANAGEMENT, INC.
Office #1: 8310 Crittenden Street, Philadelphia, PA 19118RIA
CRD#: 304368
Philadelphia, PA
Past
May 3, 2002 - November 29, 2002
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
October 20, 1998 - January 18, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(2/11/2021)
IAR
Pennsylvania(7/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SC
SUGI CAPITAL MANAGEMENT, INC.
SUGI CAPITAL MANAGEMENT | SUGI CAPITAL MANAGEMENT, INC.
CRD#: 304368 / SEC#:
New York
Registered Investment Advisory firm - (5/10/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (7/30/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Philadelphia, PA
Mailing Address
Phone number
(917) 714-5223
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 21,021,603 |
Red Flags
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