Demian J. Wolters
Professional summary
Demian John Wolters, who also goes by Demian John Wolters, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Clermont, Florida and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Demian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Demian has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Demian John Wolters's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
June 27, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735September 14, 2016 - June 20, 2024
TRUIST ADVISORY SERVICES, INC.
May 19, 2014 - June 20, 2024
TRUIST INVESTMENT SERVICES, INC.
May 12, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 20, 2009 - July 3, 2012
CHASE INVESTMENT SERVICES CORP.
May 26, 2009 - July 3, 2012
CHASE INVESTMENT SERVICES CORP.
April 9, 2001 - September 11, 2008
GUARDIAN INVESTOR SERVICES LLC
August 14, 1998 - April 26, 2000
JOSEPH GUNNAR & CO. LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 12/8/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
