AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
BP

Brian Park

ELEQUIN SECURITIES
Darien, CT
·CRD# 3100889·27 years experience

Professional Summary

Brian Park is a registered financial advisor currently at ELEQUIN SECURITIES LLC located in Darien, Connecticut. Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
View profile
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Years of Experience

27 years in the financial services industry

Current & Past Employments

ELEQUIN SECURITIES LLC·CRD# 311650
BD
1. 19 Old Kings Hwy Suite 200, Darien, CT 068202. 1333 Broadway Suite 500, New York, NY 10018
January 3, 2022 - Present
STONEX FINANCIAL INC.·CRD# 45993
BD
Stamford, CT
January 6, 2020 - December 2, 2020
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
New York, NY
July 1, 2003 - October 22, 2019
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
June 1, 2000 - July 1, 2003
FORUM CAPITAL MARKETS LLC·CRD# 30867
BD
Old Greenwich, CT
September 24, 1999 - June 1, 2000
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
December 14, 1998 - September 21, 1999

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Current Firm

ES
ELEQUIN SECURITIES LLC

ELEQUIN SECURITIES LLC

CRD#: 311650 / SEC#: 8-70654
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1333 Broadway Suite 500, New York, NY 10018

Mailing Address

1333 Broadway Suite 500, New York, NY 10018

Phone Number

(929) 346-7126

Established

Delaware since 04/07/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ELEQUIN HOLDINGS LLCPARENT COMPANY—
CROTTY, CHRISTOPHER CHARLESCHIEF COMPLIANCE OFFICER2488082
FINLAYSON, JAMES DREWPRESIDENT, FINOP, COO3096527
GUTIERREZ, PETER GERMANCHIEF EXECUTIVE OFFICER2933355

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1999About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2005About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Feb 2005About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2022About the Series 24 exam
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Brian Park's CRS (Customer Relationship Summary).

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#
BP
Follow Brian
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required