Raymond D. Wong
STRATEGIC ADVISERS LLC | Financial Consultant
HIGHLANDS RANCH, CO
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CRD#: 3099850
Professional summary
Raymond Douglas Wong, who also goes by Ray Wong, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Highlands Ranch, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Denver, Colorado.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Raymond has worked at 10 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Biography
As a Financial Consultant with over 24 years of experience in the financial industry, I collaborate with individuals, families, and business owners using a personalized planning approach. I have a process to help create, implement, and monitor client's unique financial plan to enable them to work towards achieving their life goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ray Wong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Douglas Wong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Baylor University
Bachelor of Arts (BA) - Medicine
1996
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 101 University Blvd Suite 100 And 300, Denver, CO 80206-4631RIA
CRD#: 104555
HIGHLANDS RANCH, CO
Current
July 3, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 101 University Blvd Suite 100 220 And 300, Denver, CO, 80206-4631BD
CRD#: 7784
DENVER, CO
Past
July 12, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
January 18, 2019 - February 13, 2019
DUNSTON FINANCIAL GROUP, LLC
RIA
CRD#: 226692
DENVER, CO
Past
November 13, 2017 - January 8, 2019
MORGAN STANLEY
RIA
CRD#: 149777
DENVER, CO
Past
November 6, 2017 - January 8, 2019
MORGAN STANLEY
BD
CRD#: 149777
DENVER, CO
Past
September 22, 2015 - November 13, 2017
IAS WEALTH MANAGEMENT, INC.
RIA
CRD#: 112486
THE WOODLANDS, TX
Past
August 4, 2014 - August 27, 2015
PATRIOT WEALTH MANAGEMENT, INC.
RIA
CRD#: 130447
HOUSTON, TX
Past
February 13, 2002 - March 7, 2012
AVALON INVESTMENT & ADVISORY
RIA
CRD#: 112556
HOUSTON, TX
Past
July 27, 1999 - April 27, 2001
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
September 29, 1998 - July 22, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/5/2019)
RR
California(7/5/2019)
RR
Colorado(7/3/2019)
IAR
Colorado(3/31/2025)
RR
Connecticut(5/19/2023)
RR
District of Columbia(1/9/2025)
RR
Florida(8/30/2023)
RR
Georgia(3/1/2024)
RR
Illinois(5/6/2022)
RR
Indiana(7/5/2019)
RR
Massachusetts(7/21/2023)
RR
Michigan(9/9/2022)
RR
Missouri(8/26/2025)
RR
Montana(11/5/2025)
RR
Nebraska(7/10/2025)
RR
Nevada(3/25/2023)
RR
New York(10/10/2025)
RR
North Carolina(7/3/2023)
RR
Oregon(9/9/2022)
RR
Texas(9/9/2022)
IAR
Texas(3/31/2025)
RR
Vermont(9/2/2025)
RR
Virginia(1/9/2025)
RR
Washington(9/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Highlands Ranch, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
