Brandy A. Swift
Professional summary
Brandy Ann Swift, AIF®, who also goes by Brandy Ann Sangder, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Brandy is registered as a RR (Registered Representative) and started their career in finance in 2003. Brandy has worked at 6 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandy Ann Swift's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2020 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112October 11, 2016 - August 27, 2020
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
June 15, 2016 - September 27, 2016
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
April 12, 2006 - August 27, 2020
RUSSELL INVESTMENTS
April 12, 2006 - June 15, 2016
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
November 4, 2004 - April 6, 2006
MORGAN STANLEY DW INC.
November 4, 2004 - April 6, 2006
MORGAN STANLEY DW INC.
February 20, 2003 - December 19, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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