Arkady T. Nektalov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arkady Tony Nektalov, who also goes by Arkady Tony Nektalov Mr., Arkady Nektalov, Tony Nektalov, was a registered financial professional .
Arkady is a previously registered financial professional and started their career in finance in 1998. Arkady had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2013 - September 30, 2015
SPARTAN CAPITAL SECURITIES, LLC
July 25, 2011 - June 18, 2013
JOHN THOMAS FINANCIAL
October 14, 2010 - August 1, 2011
BROOKVILLE CAPITAL PARTNERS
April 10, 2009 - October 21, 2010
WALLSTREET*E FINANCIAL SERVICES, INC.
January 21, 2009 - April 13, 2009
MERCATOR ASSOCIATES, LLC
February 3, 2006 - January 14, 2008
NEWBRIDGE SECURITIES CORPORATION
February 25, 2005 - January 10, 2006
GRANITE ASSOCIATES, INC
January 6, 2005 - February 25, 2005
SECURITIES SERVICE NETWORK, LLC
November 9, 2001 - December 31, 2004
CANTELLA & CO., INC.
August 28, 1998 - November 20, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
