AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AJ

Andrew H. Jacobson

STEELPEAK WEALTH
LOS ANGELES, CA 90067
Some features on this profile are disabled
CRD#: 3099056
AJ
Andrew Harris JacobsonSTEELPEAK WEALTH

Professional summary

Andrew Harris Jacobson is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Los Angeles, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Harris Jacobson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 31, 2017 - Present

STEELPEAK WEALTH, LLC

Office #1: 1880 Century Park East Suite 1017, Los Angeles, CA 90067
RIA
CRD#: 165168
LOS ANGELES, CA
Past

November 21, 2013 - September 22, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WOODLAND HILLS, CA
Past

November 21, 2013 - September 22, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WOODLAND HILLS, CA
Past

June 1, 2009 - December 2, 2013

MORGAN STANLEY

RIA
CRD#: 149777
SHERMAN OAKS, CA
Past

June 1, 2009 - December 2, 2013

MORGAN STANLEY

BD
CRD#: 149777
SHERMAN OAKS, CA
Past

March 20, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SHERMAN OAKS, CA
Past

March 20, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SHERMAN OAKS, CA
Past

January 28, 2005 - April 18, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ENCINO, CA
Past

January 28, 2005 - April 18, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
ENCINO, CA
Past

December 22, 1998 - February 1, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
VALENCIA, CA
Past

August 28, 1998 - February 1, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/31/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/10/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/22/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/28/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/27/1998
General Securities Representative Examination

Current Firm

SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)
Loading...

Contact information

Main Address
21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 835-8720
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts8,369
AUM (Assets Under Management)$ 3,439,042,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEELPEAK WEALTH, LLC

CRD#: 165168Los Angeles, CA 90067

TRUST BUT VERIFY

Monitor Andrew Jacobson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Tara Tussing Unverzagt
Tara UnverzagtAdvisorCheck Check Mark
SOUTH BAY FINANCIAL PARTNERS
IAR
TORRANCE, CA
Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.