Andrew L. Cooper

COOPER EAGLE

KING OF PRUSSIA, PA 19406

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CRD#: 3098952

Professional summary

Andrew Lee Cooper, CFP®, who also goes by Andrew Cooper, is a registered financial advisor currently at COOPER EAGLE, LLC located in King Of Prussia, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Andrew has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Andrew Cooper; tax preparation services; 1493 Yeager Road Royersford, PA 19468; less than 5 hours per month, 0 hours per month during trading hours. 2) Rental Property; Not Investment Related; 1493 Yeager Road, Royersford, PA. 19468; Property Manager; 06/2023; 5hr/mon; Oversee property management including rental oversight and paying bills.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lee Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

September 3, 2021 - Present

COOPER EAGLE, LLC

Office #1: 771 Fifth Avenue Suite 2, King Of Prussia, PA 19406

RIA

CRD#: 314675

KING OF PRUSSIA, PA

Past

April 13, 2017 - September 9, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/18/2022)

IAR

New Jersey
(7/3/2023)

IAR

Pennsylvania
(9/3/2021)

IAR

Texas
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/26/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/13/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COOPER EAGLE, LLC

CRD#: 314675 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/21/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (1/18/2022 Approved)

New Jersey

Registered Investment Advisory firm - (7/3/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/3/2021 Approved)

Texas

Registered Investment Advisory firm - (11/13/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

771 Fifth Avenue Suite 2, King Of Prussia, PA 19406

Mailing Address

Phone number

(484) 519-2667

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	261
AUM (Assets Under Management)	$ 29,209,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew L. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lee Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOPER EAGLE, LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2017

SIE

Date: 10/1/2018

Series 6

Date: 4/13/2017

Current Firm

COOPER EAGLE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COOPER EAGLE, LLC

TRUST BUT VERIFY

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