EL
Eric K. Lindstrom
GWN SECURITIES
BRIDGEWATER, NJ 08807
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CRD#: 3098490
EL
Professional summary
Eric Karl Lindstrom is a registered financial advisor currently at GWN SECURITIES INC. located in Bridgewater, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE INSURANCE POSITION: Life Insurance Producer NATURE: Family protection and income replacement INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2014 ADDRESS: 766 Shrewsbury Ave Suite 203, Tinton Falls NJ 07724 DESCRIPTION: I help my clients with getting quotes for life insurance and also explain the pros and cons NORTH JERSEY CARDINALS POSITION: Coach NATURE: It is a baseball club team INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 39 Carillon Cirle, Livingston NJ 07039, United States DESCRIPTION: I will be coaching children on the weekends ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2015-08-10,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Karl Lindstrom's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Karl Lindstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2018 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Current
August 5, 2015 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Past
March 28, 2014 - August 6, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
PRINCETON, NJ
Past
August 30, 1999 - January 6, 2000
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
March 29, 1999 - July 27, 1999
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 29, 1999 - July 27, 1999
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
August 13, 1998 - February 10, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/20/2022)
RR
Delaware(5/23/2022)
RR
Florida(8/5/2015)
RR
Illinois(9/12/2023)
RR
Minnesota(7/7/2023)
RR
Nevada(10/9/2023)
RR
New Jersey(8/5/2015)
IAR
New Jersey(8/20/2018)
RR
New York(2/28/2017)
RR
Pennsylvania(3/29/2021)
RR
South Dakota(10/9/2023)
RR
Virginia(7/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
