BL
Barry D. Leslie
LESLIE GLOBAL WEALTH
Itasca, IL 60143
Some features on this profile are disabled
CRD#: 3098430
BL
Professional summary
Barry Donald Leslie, CFP® is a registered financial advisor currently at LESLIE GLOBAL WEALTH, LLC located in Itasca, Illinois and LPL FINANCIAL LLC located in Itasca, Illinois.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Barry has worked at 2 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/22/2004: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - SELLING FIXED INSURANCE PRODUCTS
(2) 03/29/2012: Leslie Global Wealth, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
(3) 06/02/2015: Leslie Global Wealth, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Leslie Global Wealth, LLC - Investment Related - 221 N LaSalle Street, Suite 2020, Chicago, IL 60601 - Start 05/15/2015 - 150 Hr/Mo; 130 Hour(s) During Securities Trading - Advisor will serve as an Investment Advisor Representative under the Leslie Global Wealth, LLC RIA. Activities may include financial planning for hourly or fixed fees, rendering investment advice for a fee, retirement plan consulting, or other related financial consulting. This RIA Leslie Global Wealth, LLC is also the DBA for LPL business.
(4) 10/04/2016: LGW Aviation, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 205 N Michigan Avenue, Suite 3912, Chicago, IL 60601 - Start 09/26/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Manager & Owner of LLC formed for purpose of owning an aircraft and leasing to my firm and myself to operate. Entity has zero employees and uses same mailing address as my securities business.
CRS (Client Relationship Summary) - RIA
Click below to view Barry Donald Leslie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
January 7, 2004 - Present
LESLIE GLOBAL WEALTH, LLC
Office #1: 500 Park Blvd Suite 1440, Itasca, IL 60143RIA
CRD#: 128202
Itasca, IL
Current
August 6, 1998 - Present
LPL FINANCIAL LLC
Office #1: 500 Park Boulevard Ste 1440, Itasca, IL 60143RIA
BD
CRD#: 6413
Itasca, IL
Past
March 14, 2018 - October 7, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
WAUKESHA, WI
Past
June 3, 2002 - February 26, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
WAUKESHA, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LG
LESLIE GLOBAL WEALTH, LLC
CAPITAL PROGRAMS ADVISORY COMPANY | PORREY LESLIE ASSOC., LLC | PORREY LESLIE AND ASSOCIATES, LLC | LESLIE GLOBAL WEALTH, LLC
CRD#: 128202 / SEC#: 801-106556
RIA
Registered Investment Advisory firm - (8/21/2015 Approved)Illinois
Registered Investment Advisory firm - (8/21/2015 Terminated)Texas
Registered Investment Advisory firm - (8/26/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/7/2015)
RR
California(6/23/2022)
RR
Colorado(2/19/2009)
RR
Florida(2/7/2011)
RR
Georgia(10/17/2024)
RR
Hawaii(2/18/2015)
RR
Illinois(8/16/1999)
IAR
Illinois(1/7/2004)
RR
Iowa(4/24/2023)
RR
Michigan(8/14/1998)
RR
Minnesota(2/26/2016)
RR
New Hampshire(5/25/2022)
RR
New Mexico(5/21/2020)
RR
North Carolina(11/15/2021)
RR
Ohio(11/17/1998)
RR
Pennsylvania(4/28/2021)
RR
South Carolina(4/1/2016)
IAR
Texas(7/6/2015)
RR
Texas(10/26/2015)
RR
Virginia(7/3/2012)
RR
Wisconsin(12/22/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LG
LESLIE GLOBAL WEALTH, LLC
CAPITAL PROGRAMS ADVISORY COMPANY | PORREY LESLIE ASSOC., LLC | PORREY LESLIE AND ASSOCIATES, LLC | LESLIE GLOBAL WEALTH, LLC
CRD#: 128202 / SEC#: 801-106556
RIA
Registered Investment Advisory firm - (8/21/2015 Approved)Illinois
Registered Investment Advisory firm - (8/21/2015 Terminated)Texas
Registered Investment Advisory firm - (8/26/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
500 Park Blvd Suite 1440, Itasca, IL 60143
Mailing Address
Po Box 782, Pewaukee, WI 53072
Phone number
(312) 946-1000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 967 |
| AUM (Assets Under Management) | $ 405,113,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
