AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Harris D Greene

Harris D. Greene

CETERA INVESTMENT ADVISERS | Financial Advisor
HARRISBURG, PA 17101
Some features on this profile are disabled
CRD#: 3098393
Harris D Greene
Harris D GreeneCETERA INVESTMENT ADVISERS

Professional summary

Harris D Greene, who also goes by Harris David Greene, Harris Greene, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Harrisburg, Pennsylvania and CETERA INVESTMENT SERVICES LLC located in Harrisburg, Pennsylvania.

Harris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Harris has worked at 10 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.

Services Offered

Retirement Planning Strategies
Retirement Income Strategies
Intergenerational Planning

Aliases

Harris David Greene | Harris Greene

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harris D Greene's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 101 N Second Street, Harrisburg, PA 17101
RIA
CRD#: 105644
HARRISBURG, PA
Current

July 6, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 101 N Second Street, Harrisburg, PA 17101
BD
CRD#: 15340
HARRISBURG, PA
Past

January 13, 2026 - July 1, 2026

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
York, PA
Past

January 13, 2026 - July 1, 2026

SANTANDER SECURITIES LLC

BD
CRD#: 41791
York, PA
Past

May 10, 2023 - January 7, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Camp Hill, PA
Past

May 9, 2023 - January 7, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Camp Hill, PA
Past

February 17, 2017 - June 28, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Mechanicsburg, PA
Past

February 16, 2017 - June 28, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Mechanicsburg, PA
Past

May 26, 2015 - February 6, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
CAMP HILL, PA
Past

April 14, 2015 - February 6, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
CAMP HILL, PA
Past

December 19, 2012 - February 6, 2015

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
HARRISBURG, PA
Past

July 16, 2008 - February 6, 2015

NYLIFE SECURITIES LLC

BD
CRD#: 5167
HARRISBURG, PA
Past

November 14, 2006 - April 28, 2008

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
CAMP HILL, PA
Past

January 27, 2004 - October 19, 2006

NYLIFE SECURITIES LLC

BD
CRD#: 5167
VIENNA, VA
Past

January 1, 1999 - August 13, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
TUCSON, AZ
Past

August 24, 1998 - November 6, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 24, 1998 - November 6, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(7/6/2026)
IAR
Pennsylvania
(7/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/9/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/10/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/11/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Loading...

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

Financial AdvisorCRD#: 105644Harrisburg, PA 17101

TRUST BUT VERIFY

Monitor Harris Greene

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

Similar Advisors

Dalton Stockton
Dalton StocktonAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
ST. LOUIS, MO
Timothy Christopher Hughes
Timothy HughesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Scottsdale, AZ
Walter Pachniuk
Walter PachniukAdvisorCheck Check Mark
TRUSTMONT ADVISORY GROUP, INC.
IAR
RR
NEWTOWN, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.