William J. Stetka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Stetka, who also goes by Bill Stetka, William J Stetka, William Joseph Stetka, Willaim J Stetka, William Stetka, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 14 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2023 - July 31, 2024
T. ROWE PRICE ADVISORY SERVICES, INC.
April 4, 2023 - July 31, 2024
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 21, 2022 - December 20, 2022
2ND VOTE ADVISERS, LLC.
March 4, 2021 - January 24, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
September 11, 2007 - August 18, 2020
CLEARBRIDGE INVESTMENTS, LLC
September 11, 2007 - August 18, 2020
FRANKLIN DISTRIBUTORS, LLC
January 18, 2006 - September 5, 2007
TRANSAMERICA CAPITAL, LLC
December 1, 2005 - December 20, 2005
FRANKLIN DISTRIBUTORS, LLC
December 14, 2004 - December 21, 2005
CITIGROUP GLOBAL MARKETS INC.
December 14, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
July 8, 2003 - September 20, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 10, 2003 - July 15, 2003
AMERICAN SKANDIA ADVISORY SERVICES, INC.
September 24, 2001 - July 15, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 17, 2000 - May 4, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - May 4, 2001
WELLS FARGO INVESTMENTS, LLC
May 4, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
September 14, 1999 - April 28, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 1999 - May 25, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
