AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ET

Erik O. Thompson

PEERLESS WEALTH
Columbus, OH 43065
Some features on this profile are disabled
CRD#: 3097998
ET

Professional summary

Erik Oliver Thompson is a registered financial advisor currently at PEERLESS WEALTH located in Columbus, Ohio.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Erik has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Oliver Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2019 - Present

PEERLESS WEALTH

Office #1: 632 N. High St, Columbus, OH 43065
RIA
CRD#: 305807
Columbus, OH
Past

February 1, 2005 - April 3, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
DUBLIN, OH
Past

October 15, 2004 - April 3, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
DUBLIN, OH
Past

September 2, 1998 - October 20, 2004

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PEERLESS WEALTH
PEERLESS WEALTH | PW | PEERLESS WEALTH LLC

CRD#: 305807 / SEC#: 801-129909

RIA
Registered Investment Advisory firm - (4/11/2024 Approved)
Ohio
Registered Investment Advisory firm - (12/10/2019 Approved)
Texas
Registered Investment Advisory firm - (12/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(12/10/2019)
IAR
Texas
(12/4/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/24/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/3/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/26/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/17/2005
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/13/2005
General Securities Sales Supervisor - General Module Examination

Current Firm

PW
PEERLESS WEALTH
PEERLESS WEALTH | PW | PEERLESS WEALTH LLC

CRD#: 305807 / SEC#: 801-129909

RIA
Registered Investment Advisory firm - (4/11/2024 Approved)
Ohio
Registered Investment Advisory firm - (12/10/2019 Approved)
Texas
Registered Investment Advisory firm - (12/4/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1 E. Campus View Blvd., Suite 210, Columbus, OH 43235
Mailing Address
Phone number
(614) 824-2824
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PW ADV PART 2A (1/29/2026)

Regulatory assets under management

Total Number of Accounts404
AUM (Assets Under Management)$ 102,228,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEERLESS WEALTH

CRD#: 305807Columbus, OH 43065

TRUST BUT VERIFY

Monitor Erik Thompson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Andrew James Lehman
Andrew LehmanAdvisorCheck Check Mark
INSPIRE ADVISORS, LLC
IAR
Columbus, OH
JB
James BowmanAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
Columbus (grandview), OH
CA
Cody AndersonAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
UPPER ARLINGTON, OH
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.