Drew C. Macewen

MOUNTAIN LAKES CAPITAL MANAGEMENT LLC

Union, WA 98592

Some features on this profile are disabled

CRD#: 3097970

Professional summary

Drew Christian Macewen is a registered financial advisor currently at MOUNTAIN LAKES CAPITAL MANAGEMENT LLC located in Union, Washington.

Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Drew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Christian Macewen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2019 - Present

MOUNTAIN LAKES CAPITAL MANAGEMENT LLC

Office #1: 320 E Dalby Rd Ste D, Union, WA 98592

RIA

CRD#: 299413

Union, WA

Past

October 19, 2016 - June 1, 2018

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

UNION, WA

Past

August 30, 2005 - December 31, 2009

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

UNION, WA

Past

June 8, 2004 - June 11, 2004

BROAD STREET SECURITIES, INC.

CRD#: 36101

PLANTATION, FL

Past

June 4, 2004 - June 1, 2018

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

UNION, WA

Past

August 13, 2001 - May 29, 2004

LLOYD, SCOTT & VALENTI, LTD.

CRD#: 23640

AUSTIN, TX

Past

November 2, 1999 - August 20, 2001

B. C. ZIEGLER AND COMPANY

CRD#: 61

CHICAGO, IL

Past

September 2, 1998 - February 2, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/1998

General Securities Representative Examination

Current Firm

MOUNTAIN LAKES CAPITAL MANAGEMENT LLC

CRD#: 299413 / SEC#:

Washington

Registered Investment Advisory firm - (5/3/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

320 E Dalby Rd Ste D, Union, WA 98592

Mailing Address

Po Box 651, Union, WA 98592

Phone number

(360) 898-0325

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 1,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Franklin Little

NYLIFE SECURITIES LLC

MOBILE, AL

Ryan Taleghani

PENINSULA EQUITY CAPITAL

IAR

San Carlos, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Drew C. Macewen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Christian Macewen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

BROAD STREET SECURITIES, INC.

CAPITAL FINANCIAL SERVICES, INC.

LLOYD, SCOTT & VALENTI, LTD.

B. C. ZIEGLER AND COMPANY

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2016

Series 63

Date: 9/2/1998

SIE

Date: 6/1/2018

Series 7

Date: 9/1/1998

Current Firm

MOUNTAIN LAKES CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOUNTAIN LAKES CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors