DM
Drew C. Macewen
MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
Union, WA 98592
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CRD#: 3097970
DM
Professional summary
Drew Christian Macewen is a registered financial advisor currently at MOUNTAIN LAKES CAPITAL MANAGEMENT LLC located in Union, Washington.
Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Drew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Falcon Financial, Inc. 320 E Dalby Rd, Ste D, Union, WA 98592. Consulting and administrative support. President. Start date August 2001. 40 hours/month, 4 during trading hours. Conducting consulting business, serving as general partner to Capital Markets Fund LP, managing business activities. (2) Capital Markets Fund LP. Investment-related. 320 E Dalby Rd, Ste D, Union, WA 98592. Personal investment vehicle for real estate and business. President of General Partner (Falcon Financial, Inc.) and beneficial owner. Start date April 2009. Concurrent with Falcon Financial, Inc. (see above) for hours devoted total and during trading hours. Managing investment activities. (3) Washington State Senate. Not investment-related. P.O. Box 40600, Olympia, WA 98504. Legislative body of State of Washington. State Senator. Start date January 2023. 50 hours/month, 2 during trading hours. Debating and voting on state legislation. (4) BZE Development LLC. Not investment-related. 320 E Dalby Rd, Ste D, Union, WA 98592. Real estate investment. Managing Member. Start date July 2015. 5 hours/month, 0 during trading hours. Managing real estate holdings. (5) MacEwen Forestry Inc. Not investment related. 320 E Dalby Rd Union, WA 98592. Trucking Company. Falcon Financial serves as board president. Start date August 2021. Do not participate in day to day operations. 2 hours per week, 0 during trading hours. (6) PNW Hospitality LLC-not investment related. 406 5th Ave SW Olympia, WA 98501. Restaurant=1889 Prime Steakhouse. I serve as managing partner. Start Date August 2022. Do not participate in day to day operations. 5 hours per week, 0 during trading hours.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2019 - Present
MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
Office #1: 320 E Dalby Rd Ste D, Union, WA 98592RIA
CRD#: 299413
Union, WA
Past
October 19, 2016 - June 1, 2018
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
UNION, WA
Past
August 30, 2005 - December 31, 2009
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
UNION, WA
Past
June 8, 2004 - June 11, 2004
BROAD STREET SECURITIES, INC.
BD
CRD#: 36101
PLANTATION, FL
Past
June 4, 2004 - June 1, 2018
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
UNION, WA
Past
August 13, 2001 - May 29, 2004
LLOYD, SCOTT & VALENTI, LTD.
BD
CRD#: 23640
AUSTIN, TX
Past
November 2, 1999 - August 20, 2001
B. C. ZIEGLER AND COMPANY
BD
CRD#: 61
CHICAGO, IL
Past
September 2, 1998 - February 2, 1999
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(5/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ML
MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
CRD#: 299413 / SEC#:
Washington
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Contact information
Main Address
320 E Dalby Rd Ste D, Union, WA 98592
Mailing Address
Po Box 651, Union, WA 98592
Phone number
(360) 898-0325
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,300,000 |
Red Flags
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Company Information
MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
CRD#: 299413Union, WA 98592TRUST BUT VERIFY
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