Craig Taggart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Taggart, who also goes by Craig Michael Taggart, was a registered financial advisor .
Craig is a previously registered financial advisor and started their career in finance in 2002. Craig had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2010 - March 2, 2010
ALPHA STRATEGIES INVESTMENT CONSULTING
June 16, 2009 - December 1, 2009
BROWNDORF PEM, LLC
May 27, 2008 - June 27, 2008
FIRST ALLIED SECURITIES, INC.
October 12, 2007 - November 21, 2012
SUMMIT PORTFOLIO MANAGEMENT LLC
September 21, 2006 - April 4, 2007
GUNNALLEN FINANCIAL, INC
September 20, 2006 - April 4, 2007
GUNNALLEN FINANCIAL, INC
August 17, 2004 - September 7, 2006
M.L. STERN & CO., LLC.
March 19, 2003 - September 7, 2006
M.L. STERN & CO., LLC.
February 20, 2003 - May 6, 2003
WORLDCO, L.L.C.
November 12, 2002 - December 20, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHA STRATEGIES INVESTMENT CONSULTING
CRD#: 151782 / SEC#:
Contact information
Red Flags
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