MK
Michael M. Kim
ASSETMARK
Concord, CA 94520-2445
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CRD#: 3095923
MK
Professional summary
Michael Michael Kim, who also goes by H Michael Kim, H Michael Michael Kim, H. Michael Michael Kim, Hyun Michael Kim, Hyun Kim, is a registered financial advisor currently at ASSETMARK, INC. located in Concord, California and ASSETMARK BROKERAGE, LLC located in Concord, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
H Michael Kim | H Michael Michael Kim | H. Michael Michael Kim | Hyun Michael Kim | Hyun Kim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2014 - 160 HRS / MONTHLY, PRESIDENT AND CHIEF EXECUTIVE OFFICER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.� 2. GLG(GLG.IT) - WEALTH MANAGEMENT INDUSTRY CONSULTATION ON KEY TRENDS IN INDUSTRY - CONSULTANT - START DATE 11/2019 - 1-2 HRS/MONTHLY - 0 HOURS DURING TRADING - NOT INVESTMENT RELATED. 3. ALAMO ASSET MANAGEMENT LLC - NOT INVESTMENT RELATED - ALAMO, CA - NATURE OF BUSINESS: REAL ESTATE PROPERTY MANAGEMENT - TITLE: PARTNER - DUTIES: MANAGEMENT OF ALAMO ASSET MANAGEMENT LLC - START DATE 3/1/2021 - 5 HOURS MONTHLY; 0 HOURS DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Michael Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2016 - Present
ASSETMARK, INC.
Office #1: 1655 Grant Street 10th Floor, Concord, CA 94520-2445RIA
CRD#: 109018
Concord, CA
Current
August 15, 2014 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 1655 Grant Street Floor #10, Concord, CA 94520BD
CRD#: 169804
Concord, CA
Past
April 20, 2011 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
December 1, 1999 - September 14, 2010
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BOSTON, MA
Past
May 28, 1999 - July 21, 1999
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES
CRD#: 109018 / SEC#: 801-56323
RIA
Registered Investment Advisory firm - (3/8/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/15/2014)
IAR
California(3/30/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES
CRD#: 109018 / SEC#: 801-56323
RIA
Registered Investment Advisory firm - (3/8/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1655 Grant Street 10th Floor, Concord, CA 94520-2445
Mailing Address
Phone number
(800) 664-5345
Established
Firm type
Fiscal year end
# of Employees
735
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASSETMARK, INC.
CRD#: 109018Concord, CA 94520-2445TRUST BUT VERIFY
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