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GL

Gee M. Leung

HORANG SECURITIES
NEW YORK, NY 10023
Some features on this profile are disabled
CRD#: 3095762
GL

Professional summary

Gee Ming Leung is a registered financial professional currently at HORANG SECURITIES, LLC located in New York, New York.

Gee is registered as a RR (Registered Representative) and started their career in finance in 2001. Gee has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gee Ming Leung's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 21, 2020 - Present

HORANG SECURITIES, LLC

Office #1: 27 W 72nd St #810, New York, NY 10023
BD
CRD#: 6004
NEW YORK, NY
Past

November 17, 2014 - January 9, 2018

AGC PARTNERS

BD
CRD#: 125958
FOSTER CITY, CA
Past

August 24, 2010 - October 6, 2014

M.E.S.A. SECURITIES, INC.

BD
CRD#: 136138
SAN FRANCISCO, CA
Past

July 14, 2009 - June 5, 2010

KEMA PARTNERS LLC

BD
CRD#: 143752
SAN FRANCISCO, CA
Past

January 12, 2009 - March 31, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
SAN FRANCISCO, CA
Past

March 23, 2006 - January 13, 2009

MONTGOMERY & CO., LLC

BD
CRD#: 42300
SAN FRANCISCO, CA
Past

May 5, 2004 - March 15, 2006

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
LOS ANGELES, CA
Past

October 3, 2001 - July 30, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HORANG SECURITIES, LLC
CN ROOSEVELT, LLC | ROOSEVELT EQUITY CORPORATION | HORANG SECURITIES, LLC | HORANG ROOSEVELT ADVISORS, LLC

CRD#: 6004 / SEC#: , 8-16608

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
27 W 72nd St #810, New York, NY 10023
Mailing Address
27 W 72nd St #810, New York, NY 10023
Phone number
(646) 884-0847
Established
Delaware since 06/01/1971
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HORANG CAPITAL, LLCSHAREHOLDER
JUNG, ARNOLD JAEHYOUNCEO / CCO4914350
MEGENITY, BRIAN MCDONALDFINOP/CFO2889637

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORANG SECURITIES, LLC

CRD#: 6004New York, NY 10023

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