Daniel S. Kohanzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Scott Kohanzo was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2019 - September 28, 2022
PLANTE MORAN FINANCIAL ADVISORS
March 30, 2015 - November 2, 2015
WALTON SECURITIES, INC.
February 25, 2015 - March 17, 2015
CEDAR CAPITAL, LLC
November 26, 2014 - March 17, 2015
FORESIDE FUND SERVICES, LLC
January 3, 2014 - November 5, 2014
ASTOR INVESTMENT MANAGEMENT LLC
January 8, 2010 - November 5, 2013
WAVELAND CAPITAL PARTNERS LLC
August 18, 2003 - July 14, 2009
MAN INVESTMENTS INC.
January 13, 1999 - January 5, 2000
METLIFE INVESTORS SALES COMPANY
Primary Firm SEC Registration
PLANTE MORAN FINANCIAL ADVISORS
CRD#: 112158 / SEC#: 801-44058
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANTE MORAN FINANCIAL ADVISORS
CRD#: 112158 / SEC#: 801-44058
Contact information
SEC notice filing (32 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,119 |
| AUM (Assets Under Management) | $ 23,152,747,360 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/27/2025 | ||
| 10/23/2023 | ||
| 01/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
