Shelley S. Whitnack

HUDOCK CAPITAL GROUP

Williamsport, PA 17701

Some features on this profile are disabled

CRD#: 3095445

Professional summary

Shelley Sue Whitnack, CFP® is a registered financial advisor currently at HUDOCK CAPITAL GROUP located in Williamsport, Pennsylvania and APW CAPITAL, INC. located in Williamsport, Pennsylvania.

Shelley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Shelley has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-WILLIAMSPORT SYMPHONY ORCHESTRA; INVESTMENT RELATED:NO; WILLIAMSPORT, PA; VIOLIST; START DATE: 9/1/2010; 20% TIME SPENT; DUTIES: VIOLIST, MUSICIAN. 2-HUDOCK CAPITAL GROUP, LLC; INVESTMENT RELATED:YES; WILLIAMSPORT, PA; RIA; REGISTERED SERVICE ASSOCIATE; START DATE: 4/1/2015; TIME SPENT: 100%; DUTIES: NONE. 3-CELTIC WOOD AND WIRES; INVESTMENT RELATED:NO; 915 W. CENTRAL AVENUE, SOUTH WILLIAMSPORT, PA 17702; MUSICAL ARTIST, MUSICIAN; START DATE: 06/01/2022, 275 HOURS A YEAR; DUTIES: FIDDLER, VOCALIST, UKULELE PLAYER. 4- WILLIAMSPORT WEDDING MUSIC; INVESTMENT RELATED:NO; 831 PINE ST, MONTOURSVILLE, PA 17754-1039; MUSICAL ARTIST, MUSICIAN; START DATE: 06/01/2022, APPROXIMATELY 6 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS; DUTIES: VIOLIST.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelley Sue Whitnack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 3, 2012 - Present

HUDOCK CAPITAL GROUP

Office #1: 400 Market Street Suite 200, Williamsport, PA 17701

RIA

CRD#: 149255

Williamsport, PA

Current

March 29, 2011 - Present

APW CAPITAL, INC.

Office #1: 400 Market Street, Ste. 200, Williamsport, PA, 17701

CRD#: 43814

Williamsport, PA

Past

May 6, 2009 - March 21, 2011

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

WILLIAMSPORT, PA

Past

May 5, 2009 - March 21, 2011

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

WILLIAMSPORT, PA

Past

October 10, 2005 - April 13, 2009

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

MEDFORD, OR

Past

July 20, 2001 - April 13, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

MEDFORD, OR

Past

April 3, 2001 - June 8, 2001

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUDOCK CAPITAL GROUP

HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA

Registered Investment Advisory firm - (11/19/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(3/29/2011)

IAR

Pennsylvania
(5/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/2/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HUDOCK CAPITAL GROUP

HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA

Registered Investment Advisory firm - (11/19/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 Market Street Suite 200, Williamsport, PA 17701

Mailing Address

Phone number

(570) 326-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HUDOCK CAPITAL GROUP - WRAP FEE BROCHURE (11/6/2025)

HUDOCK CAPITAL GROUP - ADV BROCHURE (11/6/2025)

Regulatory assets under management

Total Number of Accounts	2,487
AUM (Assets Under Management)	$ 849,132,928

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/15/2025	Cover Page	Report
12/23/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

Glenn Sanger-hodgson

SHONAN GOLD FINANCIAL LLC

IAR

TALLAHASSEE, FL

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shelley S. Whitnack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelley Sue Whitnack's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

SENTRA SECURITIES CORPORATION

Primary Firm SEC Registration

HUDOCK CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2005

Series 63

Date: 4/2/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/25/2003

Series 6

Date: 4/2/2001

FINRA

Current Firm

HUDOCK CAPITAL GROUP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUDOCK CAPITAL GROUP

TRUST BUT VERIFY

Similar Advisors