Mark A. Feigenbaum
CETERA INVESTMENT ADVISERS LLC
STONEHAM, MA 02180
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CRD#: 3095194
Professional summary
Mark Alan Feigenbaum, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stoneham, Massachusetts and CETERA WEALTH SERVICES, LLC located in Stoneham, Massachusetts.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 3HRS/WK & 2HRS EVENING & WKENDS SINCE 1998
2) OWNS RESIDENTIAL RENTAL PROPERTY - FROM RESIDENTIAL ADDRESS - 1 HOUR NN SECURITIES - SINCE 10/2011
3) PROPERTY MGMT IN BOSTON, MA FOR 0 HRS/WK SINCE 12/1986
4) NAME OF OTHER BUSINESS: WINCHESTER FINANCIAL GROUP ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: DBA FOR INVESTMENT, ADVISORY AND FINANCIAL SERVICES ;
START DATE: 09/2013 ;
POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE ;
APX NUMBER OF HOURS PER WEEK: 40 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ;
BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, ADVISORY SERVICES AND FINANCIAL PLANNING ;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Feigenbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180RIA
CRD#: 105644
STONEHAM, MA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180BD
CRD#: 13572
Stoneham, MA
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 26, 2004 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
STONEHAM, MA
Past
June 18, 2004 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
STONEHAM, MA
Past
January 4, 2002 - June 21, 2004
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BURLINGTON, MA
Past
August 21, 1998 - June 21, 2004
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/4/2014)
RR
Colorado(9/3/2013)
RR
Connecticut(1/13/2015)
RR
Florida(9/3/2013)
IAR
Florida(3/27/2025)
RR
Georgia(8/2/2019)
RR
Hawaii(3/11/2015)
RR
Illinois(4/4/2023)
RR
Kentucky(6/15/2015)
RR
Maine(9/3/2013)
RR
Massachusetts(9/3/2013)
IAR
Massachusetts(6/29/2023)
RR
Michigan(1/5/2021)
RR
New Hampshire(9/3/2013)
RR
New Jersey(7/16/2021)
RR
New York(9/3/2013)
RR
North Carolina(4/6/2021)
RR
Ohio(11/7/2013)
RR
Pennsylvania(9/3/2013)
RR
Rhode Island(9/3/2013)
RR
South Carolina(6/12/2015)
RR
South Dakota(1/13/2022)
RR
Texas(1/5/2023)
IAR
Texas(6/29/2023)
RR
Vermont(1/7/2019)
RR
Virginia(9/3/2013)
RR
Washington(1/7/2019)
RR
Wisconsin(4/17/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Stoneham, MA 02180TRUST BUT VERIFY
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