PM
Peter J. Murphy
BREAN CAPITAL
Summit, NJ 07901
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CRD#: 3095080
PM
Professional summary
Peter Joseph Murphy is a registered financial professional currently at BREAN CAPITAL, LLC located in Summit, New Jersey.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 8 firms and has passed the Series 65, Series 63, Series 22TO, Series 52TO, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Joseph Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2020 - Present
BREAN CAPITAL, LLC
Office #1: 382 Springfield Avenue Suite 517, Summit, NJ 07901BD
CRD#: 23723
Summit, NJ
Past
January 8, 2018 - January 27, 2020
OLDEN LANE SECURITIES, LLC
BD
CRD#: 173847
Summit, NJ
Past
September 7, 2017 - November 28, 2017
BREAN CAPITAL, LLC
BD
CRD#: 23723
NEW YORK, NY
Past
September 17, 2013 - March 13, 2017
PERSHING LLC
BD
CRD#: 7560
NEW YORK, NY
Past
September 6, 2012 - March 13, 2017
BNY MELLON CAPITAL MARKETS, LLC
BD
CRD#: 17454
NEW YORK, NY
Past
June 16, 2006 - July 19, 2012
UBS SECURITIES LLC
BD
CRD#: 7654
WEEHAWKEN, NJ
Past
April 19, 2004 - June 28, 2006
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
April 5, 2004 - June 28, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
July 1, 2003 - March 10, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 1, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2020)
RR
Alaska(9/9/2020)
RR
Arizona(9/1/2020)
RR
Arkansas(9/9/2020)
RR
California(1/27/2020)
RR
Colorado(9/9/2020)
RR
Connecticut(9/9/2020)
RR
Delaware(9/9/2020)
RR
District of Columbia(9/9/2020)
RR
Florida(9/9/2020)
RR
Georgia(9/9/2020)
RR
Hawaii(1/31/2020)
RR
Idaho(9/9/2020)
RR
Illinois(8/28/2020)
RR
Indiana(9/9/2020)
RR
Iowa(9/9/2020)
RR
Kansas(9/9/2020)
RR
Kentucky(9/9/2020)
RR
Louisiana(1/27/2020)
RR
Maine(9/9/2020)
RR
Maryland(7/29/2020)
RR
Massachusetts(9/9/2020)
RR
Michigan(9/9/2020)
RR
Minnesota(9/9/2020)
RR
Mississippi(9/9/2020)
RR
Missouri(7/10/2020)
RR
Montana(9/9/2020)
RR
Nebraska(9/9/2020)
RR
Nevada(9/9/2020)
RR
New Hampshire(9/9/2020)
RR
New Jersey(1/27/2020)
RR
New Mexico(9/9/2020)
RR
New York(1/27/2020)
RR
North Carolina(9/9/2020)
RR
North Dakota(9/9/2020)
RR
Ohio(1/27/2020)
RR
Oklahoma(9/11/2020)
RR
Oregon(9/9/2020)
RR
Pennsylvania(9/9/2020)
RR
Puerto Rico(9/9/2020)
RR
Rhode Island(9/9/2020)
RR
South Carolina(9/9/2020)
RR
South Dakota(8/28/2020)
RR
Tennessee(9/9/2020)
RR
Texas(9/9/2020)
RR
Utah(9/9/2020)
RR
Vermont(1/27/2020)
RR
Virginia(9/9/2020)
RR
Washington(9/9/2020)
RR
West Virginia(9/9/2020)
RR
Wisconsin(9/9/2020)
RR
Wyoming(9/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BC
BREAN CAPITAL, LLC
BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.
CRD#: 23723 / SEC#: , 8-40742
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Phone number
(212) 702-6500
Established
Delaware since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
