Cynthia A. Story
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Ann Story, who also goes by Cindy Matura, Cynthia A Matura, Cynthia Ann Matura, Cindy Story, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1998. Cynthia had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2015 - January 8, 2016
ALLSTATE FINANCIAL ADVISORS, LLC
October 7, 2015 - January 8, 2016
ALLSTATE FINANCIAL SERVICES, LLC
March 9, 2015 - September 18, 2015
INVEST FINANCIAL CORPORATION
March 9, 2015 - September 18, 2015
INVEST FINANCIAL CORPORATION
December 9, 2013 - February 5, 2015
EDWARD JONES
December 9, 2013 - February 5, 2015
EDWARD JONES
May 16, 2001 - November 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 2001 - November 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 2000 - March 16, 2001
PRUDENTIAL EQUITY GROUP, LLC
August 7, 1998 - July 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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